Search for: "Merrill Lynch Corporation"
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11 Aug 2009, 8:00 am
The SEC brought a very high profile enforcement action agains BofA for the bonuses paid by Merrill Lynch shortly before the merger, exacting a $33 million fine. [read post]
11 Aug 2009, 6:47 am
Executive bonuses are in the news again, with the SEC complaint against Bank of America for allowing Merrill Lynch to pay up to $5.8 billion in discretionary bonuses, despite proxy statements suggesting that no bonuses would be paid. [read post]
11 Aug 2009, 2:34 am
The Countrywide ERISA action joins the Merrill Lynch ERISA case as high profile subprime-related ERISA lawsuits that have resulted in significant settlements – as noted here, the Merrill Lynch ERISA action settled for $75 million. [read post]
7 Aug 2009, 6:01 am
The SEC charged BOA on Monday with misleading investors [complaint, PDF; JURIST report] regarding billions of dollars paid to Merrill Lynch [ [read post]
6 Aug 2009, 11:39 am
The head of the House Oversight and Government Reform subcommittee noted that it pays in America to commit a corporate crime. [read post]
4 Aug 2009, 9:35 am
Citigroup and Merrill Lynch paid out $9 billion in bonuses in 2008 despite combined losses of $54 billion and TARP bailouts totaling $55 billion, according to the report. [read post]
3 Aug 2009, 1:23 pm
On August 3, 2009, the Securities and Exchange Commission ("SEC") announced that it was entering into a Consent Judgement with Bank of America Corporation ("BoA" or the "Company") in connection with the Company's issuance of a joint proxy statement filed with the SEC as to BoA's acquisition on Merrill Lynch & Co., Inc. [read post]
3 Aug 2009, 9:38 am
Citigroup did it, followed by Morgan Stanley, UBS, Merrill Lynch, Wachovia, Bank of America (BofA) and, most recently, Morgan Keegan and Ameritrade. [read post]
3 Aug 2009, 7:51 am
[JURIST] The US Securities and Exchange Commission (SEC) [official website] on Monday charged Bank of America [corporate website] with misleading investors [complaint, PDF] regarding billions of dollars paid to Merrill Lynch [corporate website] executives during the acquisition of the firm. [read post]
31 Jul 2009, 10:35 am
Merrill Lynch & Co., which lost $27.6 billion for the year, paid bonuses of $3.6 billion, according to Cuomo's tally. [read post]
22 Jul 2009, 4:21 pm
Miller] is an experienced investor who gained great knowledge of financial matters through his employment at Merrill Lynch. [read post]
21 Jul 2009, 7:09 am
Consider Bank of America’s purchase of Merrill Lynch. [read post]
18 Jul 2009, 7:31 am
The SEC retained the Center for Enterprise Modernization, operated by the MITRE Corporation, to assist with the creation of a more centralized process to identify leads for potential investigations and inspections. [read post]
12 Jul 2009, 7:22 pm
That documentation was delivered by me to securities regulators.Details of the scheme are below.Private Placement of $95 million in Convertible DebtOn May 3, 2006, InterOil entered into a two year $130 million loan agreement with Merrill Lynch Capital Corporation and Clarion Finanz. [read post]
6 Jul 2009, 7:58 am
- Lu Ting, an economist with Bank of America Merrill Lynch in Hong Kong: "China's recovery is gathering further momentum. [read post]
19 Jun 2009, 6:46 am
The defendants in Brown were former Merrill Lynch employees charged with conspiring with employees of failed energy corporation Enron to “park” certain of Enron’s “assets” with Merrill Lynch to artificially enhance Enron’s earnings for 1999. [read post]
11 Jun 2009, 11:22 am
June 11, 2009Re: Irving Picard’s Three Percent Commission In The Madoff Case. [read post]
8 Jun 2009, 10:18 am
Much like Merrill Lynch or General Motors, firms like White & Case, which still has more than 2,000 lawyers in 34 offices in 23 countries around the globe, are teetering on the beanstalk -- at a moment when their pool of associates is large as case volume dips and clients demand lower fees. [read post]
6 Jun 2009, 5:05 am
The list includes four individuals who are contributors to our Forum on Corporate Governance and Financial Regulation. [read post]
4 Jun 2009, 9:52 am
CalPERS and other institutional investors forced Bank of America to separate its Chairman and CEO positions after learning that CEO Ken Lewis approved huge bonuses for Merrill Lynch executives right before that company (now a subsidiary of Bank of America) disclosed huge operating losses. [read post]
