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15 Jul 2020, 4:25 am
Effective May 2020, CIMA enacted new rules governing the contents of the offering documents of mutual funds regulated under the Mutual Funds Law (2020 Revision) (“Regulated Mutual Funds”). [read post]
16 Feb 2020, 9:38 am
From 2002 to 2010 he served as the founding chairman of the Mutual Fund Directors Forum, a not-for-profit organization devoted to educating independent mutual fund directors. [read post]
30 Mar 2008, 11:28 am
Factor in that the average mutual fund or equity manager is taking at least 1% to 1.5% out each year in fees an you have a decade long run where most clients who indexed funds are probably under water or breaking even. [read post]
24 Nov 2021, 12:27 am
Compared to traditional investments, such as stocks, bonds and mutual funds, non-traded REITS, are considerably more complex. [read post]
30 Jun 2010, 1:34 am
Background Janus Capital Group (JCG) is the holding company for a family of mutual funds. [read post]
12 May 2008, 5:05 am
” Id., at *7. [read post]
28 Oct 2010, 5:17 am
They have by their mutually extravagant lifestyle killed the goose that was capable of laying the golden eggs had they fed her properly. [read post]
29 Dec 2020, 9:44 am
This high risk, illiquid, closed-ended mutual fund was speculative at best, and was clearly unsuitable for the client’s investment objective. [read post]
29 Jul 2011, 1:28 am
In Chamber, the court in 2005, and again in 2006, invalidated two mutual fund governance provisions promulgated by the SEC. [read post]
5 Mar 2007, 8:53 am
7. [read post]
31 Jul 2012, 8:07 pm
Q&A-30 said: Q-30: A plan offers an investment platform consisting of a large number of registered mutual funds of multiple fund families into which participants and beneficiaries may direct the investment of assets held in or contributed to their individual accounts. [read post]
6 Nov 2017, 1:44 pm
The parties shall contribute funds to this checking account as they from time to time may agree in light of the available resources and income of each party.The funds in this checking account, and property purchased using these funds, shall be the joint property of the parties. [read post]
26 Apr 2022, 9:01 pm
Finally, a greater share of bond ownership has shifted to registered investment companies, like mutual funds, money market funds, exchange-traded funds, and closed-end funds.[9] This shift raises challenges for financial resiliency. [read post]
11 Mar 2014, 8:27 am
He invites major thinkers on telecom and Internet issues to chat Mondays from 5-7 p.m. in the Eastern time zone. [read post]
21 Oct 2015, 1:14 pm
According to the report, about 10% of firms made potentially unsuitable recommendations, specifically 9% made potentially unsuitable recommendations of mutual funds, and 7% made potentially unsuitable recommendations of sales of structured investments.Sixth, the report focuses on disclosure. [read post]
6 Apr 2020, 8:37 pm
For initial filings and renewal filings (with electronic payment) relating to mutual funds, closed-end funds, unit investment trusts and face-amount certificate companies, e-mail a copy of the Form NF to: (1) dob.sec-reg@ct.gov; and (2) dob.ar@ct.gov. [read post]
14 Aug 2014, 7:28 pm
You must pay a $75 Safe Neighborhood Services Fund assessment for each conviction.14. [read post]
3 Apr 2018, 10:32 am
John is usually available 24/7.Gallagher Law Group, PC Paoli, Pa 19301 610-647-5027 E-Mail Questions or Comments to : jag@johnagallagher.com [read post]
6 Oct 2012, 12:02 pm
Develop learning opportunities (seminars, boot camps) on standards and best prac8ces; 7. [read post]
1 Jun 2021, 8:52 am
About 7 percent goes to underwriting fees in a traditional IPO versus about 11 percent in a SPAC transaction. [read post]
