Search for: "October 14, 2013 - October 16, 2013"
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13 Oct 2024, 9:01 pm
On September 17, 2024, the Securities and Exchange Commission (the “SEC” or the “Commission”) announced the settlement of administrative cease-and-desist orders with 11 institutional investment managers for failures to timely report securities holdings required on Form 13F, as required by Exchange Act Section 13(f) and Rule 13f-1.[1] Two of the managers were also charged with failing to file as “large traders” on Form 13H, as required by Exchange Act Section 13(h)… [read post]
11 Aug 2021, 7:22 pm
The COVID-19 pandemic’s global cost, as estimated in October 2020 by the International Monetary Fund, could reach 28 trillion US dollars over the next five years. [read post]
29 Sep 2016, 9:41 am
The OECD formally launched Colombia’s accession process in October 2013. [read post]
18 Jun 2019, 1:05 pm
Michael Tanha has only three years of experience in the securities industry, and was registered at the following firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Beverly Hills, CA— October 8, 2014 to June 14, 2017Northwestern Mutual Investment Services, LLC, Las Vegas, NC— July 16, 2013 to September 16, 2014 Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to… [read post]
24 May 2018, 5:57 am
In October 2013, MVM hired a new project manager to oversee 400 security personnel, approximately half of whom were “African or foreign-born blacks. [read post]
17 Nov 2021, 12:48 pm
The SEED database contains records of 751 enforcement actions filed against publicly traded companies and their subsidiaries between October 1, 2009 and September 30, 2021. [read post]
30 Apr 2023, 9:05 pm
Elisabeth Hagen from August 2010-December 2013; Dr. [read post]
22 May 2017, 7:07 pm
As noted by several speakers during the meeting of Advisers and Members Consultative Group in October, not every sexual act is “rape. [read post]
27 Dec 2021, 10:05 pm
In 2017, chicken was linked to 14% of foodborne illnesses attributed to Salmonella[18]. [read post]
28 Mar 2016, 8:35 am
Leave to amend was denied, and on October 16, 2013, the federal district court dismissed the entire case. [read post]
15 Feb 2021, 7:56 am
Online Harms White Paper and the Internet’s Cable-ized Future, 16 Ohio State Tech. [read post]
8 Nov 2018, 8:25 am
Arab Bank, PLC., No. 16-499, USSC, decided April 24, 2018, en adelante, cit. [read post]
17 May 2023, 11:30 am
October 2021: Mass. [read post]
7 Nov 2016, 4:00 am
See: (1) “The Triumph of Plea Bargaining,” (2011), 85 Criminal Reports (6th) 29; and, (2) “Plea Bargaining Is Sentencing,” (2009) 14 Canadian Criminal Law Review 55. [read post]
28 Oct 2015, 7:00 am
Moreover, they receive health care and children aged 6-16 years old must attend school. [read post]
13 Dec 2021, 5:32 am
This is the first revision of the Code since its introduction in 2013. [read post]
3 Aug 2012, 1:45 pm
You will have to wait until the FY2014 H1B CAP opens on April 1, 2013, for employment beginning October 1, 2013. [read post]
11 Apr 2012, 4:56 am
bit.ly/Hq2UEG (Mike McBride) Defining Truly Cloud-Capable eDiscovery Software – bit.ly/HO0qSq (John Patzakis) Documents Produced After Discovery Cut-Off Date Without Judicial Permission, May Not Be Relied Upon By Producing Party Or Its Experts – bit.ly/IbNFBP (Gregory Joseph) DOJ Guidelines for ESI in Federal Criminal Cases – bit.ly/IbElhl (BLLAWG) eDiscovery Best Practices: A Staged Look At Process And Law – bit.ly/oIBviR (@OrangeLT) eDiscovery Cost Reduction Strategies… [read post]
6 Jan 2015, 4:14 am
The IndyMac case was scheduled to be argued on Monday, October 6, 2014. [read post]
18 Jul 2014, 5:50 am
Deal Made Threat over Ethics Complaints Greenfield Daily Reporter – Christina Cassidy (Associated Press) | Published: 7/14/2014 Holly LaBerge, executive secretary of Georgia’s ethics commission, said top aides to Gov. [read post]
