Search for: "Officer Oxley"
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28 Sep 2011, 1:16 am
The article specifically cites the provisions of the Sarbanes Oxley Act that make it “easier for prosecutors to bring obstruction of justice cases related to the destruction of evidence. [read post]
30 Aug 2006, 8:33 am
Sjostrom. 4 - 4 (189) The Sarbanes-Oxley Debacle: What We’ve Learned; How to Fix It by Larry E. [read post]
16 Aug 2006, 5:56 am
Rock. 4 - 6 (151) The Sarbanes-Oxley Debacle: What We’ve Learned; How to Fix It by Henry N. [read post]
29 Jul 2010, 9:07 pm
Other Members put their names on Acts of Congress (recall how hard Congressman Oxley fought for the financial reform bill that became the Sarbanes-Oxley Act of 2002 and how hard Senator Dodd fought for financial services reform before passage of the Dodd-Frank Act of 2010). [read post]
5 Jun 2012, 11:43 am
SL Green is a large real estate company that owns many office buildings in New York City. [read post]
12 Oct 2007, 5:15 am
Sept. 4, 2007) involves a derivative lawsuit brought by the shareholders of InfoSonics Corporation against the Board of Directors and several officers arising out of claims of backdating. [read post]
10 Dec 2010, 10:16 am
A senior official in the SEC Office of Chief Accountant has cautioned that nothing about the Commission’s interim review process of the PCAOB’s inspection reports, codified in recently adopted Rule 140, changes the auditor’s responsibility to consider and address all of the Board’s findings in accordance with Board standards. [read post]
3 Sep 2019, 8:50 pm
Did directors and officers really know how bad things had gotten. [read post]
23 Oct 2013, 7:03 am
His duties were limited to training and general process improvement projects, and special tasks overseen by a regional compliance officer. [read post]
22 May 2011, 12:44 pm
He has authored numerous whistleblower protection statutes, including the 1986 and 2009 amendments to the False Claims Act, the 2006 amendments to the Internal Revenue Service whistleblower program, and the Sarbanes-Oxley whistleblower protections for employees of publicly traded companies. [read post]
6 Aug 2009, 10:14 am
The brief argues that:Amici support Congress's decision in the Sarbanes-Oxley Act to establish a new regulator to oversee the auditors of public companies. [read post]
15 Jun 2015, 3:30 am
This review is necessitated by Section 408 of Sarbanes-Oxley, which mandates that every company’s periodic disclosures must be reviewed at least once every 3 years. [read post]
20 Nov 2006, 10:37 am
Young as Vice President and Chief Financial Officer (CFO). [read post]
3 Jan 2007, 8:59 pm
" Toll went too far, Kolbe said, by taking her concerns to Oxley. [read post]
3 Jan 2018, 3:00 am
According to the SEC, this violated provisions of the Sarbanes-Oxley Act which prohibits public companies from making loans to directors and executive officers, as codified in Section 13(k) of the Exchange Act. [read post]
28 Jun 2010, 10:33 am
With Sarbanes-Oxley, it was Enron. [read post]
4 Feb 2011, 10:49 am
She was a member of the ABA Standing Committee on Technology and Information Systems and was a member of the ABA Presidential Task Force on Corporate Responsibility, which produced the “Cheek Report” cited favorably by the SEC in regulations regulating the conduct of lawyers under the Sarbanes-Oxley Act. [read post]
7 Feb 2017, 8:00 am
(The Sarbanes-Oxley Act had created an accounting board, whose heads were removable only for cause by the SEC, whose heads in turn were assumed to be removable by the president only for cause.) [read post]
8 Jan 2013, 8:09 am
At the same school, the chief marketing officer earns $253,000 and the chief diversity officer $198,000 per year. [read post]
16 Apr 2007, 9:05 am
Here is the abstract: In some quarters of academia, commentators have criticized the lengthy prison sentences meted out to corporate officers convicted of violating federal laws pertaining to white collar crimes. [read post]
