Search for: "Ontario Securities Commission"
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29 Jun 2012, 9:08 am
Felderhof was conducted by the Ontario Securities Commission in order to protect the rights of [his client], who was subjected to an unfair, and as the events showed, an unwarranted criminal prosecution. [read post]
29 Jun 2012, 9:02 am
The Ontario Securities Commission today released a staff notice advising that, when OSC Staff recommend that the Director refuse, amend, suspend or impose terms and conditions on an individual's registration status under the Securities Act, staff will provide written notice of its recommendation and brief reasons not only to the individual registrant, but also the sponsoring firm. [read post]
28 Jun 2012, 2:48 pm
The Ontario Securities Commission released the final version of its Statement of Priorities today for the financial year ending March 1, 2013. [read post]
25 Jun 2012, 12:00 pm
The Bill also increases the maximum number of members of the Ontario Securities Commission from 15 to 16. [read post]
14 Jun 2012, 1:00 pm
The Ontario Securities Commission announced today that amendments to NI 21-101 Marketplace Operations, NI 23-101 Trading Rules, their companion policies and related forms to update and streamline the instruments' regulatory and reporting requirements have now received Ministerial approval. [read post]
13 Jun 2012, 6:06 am
Here are the leading legal headlines from Wise Law on Twitter for Wednesday June 13, 2012: Ontario doctors take province to court over fees Fight over Quebec protest law goes before the court - 680News Supreme Court reviews first conviction under anti-terrorism act - CBC.ca 15-year-old Ottawa girls charged with human trafficking Understanding the LinkedIn Security Breach Commissioning Affidavits by Video or Skype Courting disaster: How increased digitization… [read post]
7 Jun 2012, 2:45 pm
As we discussed earlier this year, one potential development may come from the Ontario Securities Commission. [read post]
30 May 2012, 10:22 am
But by July 4, the tide had apparently turned, and BCE put out a press release announcing an agreement had in fact been reached.After MacIntosh’s unsuccessful attempt to get the Ontario Securities Commission to investigate, his company launched a $30-million class action on behalf of those who lost money between June 30 and July 4, alleging “misinformation” provided to the Globe by the anonymous sources breached the Securities Act and caused the… [read post]
29 May 2012, 7:02 pm
Elliott, of Hillsburgh, Ontario, were charged in Nevada federal court with multiple violations of federal securities laws in connection with the scheme. [read post]
22 May 2012, 12:43 pm
The Ontario Securities Commission on Tuesday filed charges against Sino-Forest, a Chinese company that once traded in Toronto, and five of its former executives, saying that the company had overstated its timber resources and misled investigators. [read post]
22 May 2012, 11:44 am
Of the range of topics covered at the conference, staff of the Ontario Securities Commission also had occasion to highlight issues arising in connection with the use of preliminary economic assessments (PEAs). [read post]
17 May 2012, 8:52 am
While the Ontario Securities Commission has recently signalled it is considering changes to the rules with respect to shareholder rights plans that would give significant protection to plans approved by shareholders, for the moment shareholder approval is merely one of a number of factors that securities regulators take into account in determining whether or not to cease trade a rights plan. [read post]
16 May 2012, 7:37 am
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
11 May 2012, 7:00 am
(See my blogs posts here and here on the privacy law gap for Ontario employee information.) [read post]
10 May 2012, 1:00 pm
On May 3, the Ontario Securities Commission published a notice summarizing the public comments received to date on Maple Group's proposed acquisition of TMX Group and identifying changes to the application since its original publication in October 2011. [read post]
8 May 2012, 8:31 am
On May 4, the Ontario Securities Commission released a statement regarding a meeting held in Toronto earlier this month and attended by various international regulatory agencies regarding the regulation of OTC derivatives. [read post]
3 May 2012, 3:14 pm
Earlier today, Reuters Canada and others reported that Maple Group has accepted the Ontario Securities Commission’s (OSC) conditions for its proposed $3.8 billion bid for the TMX Group (the OSC’s conditions are subject to a 30-day comment period – see: proposed recognition orders). [read post]
3 May 2012, 4:01 am
In July 2011 as we were reeling from phone hacking revelations, Canada’s largest newspaper publisher Sun Media Corporation withdrew all its publications – that’s 27 out of the 37 daily newspapers in Ontario – out of the Ontario Press Council. [read post]
30 Apr 2012, 12:00 pm
Darin Renton - The Investment Funds Branch of the Ontario Securities Commission recently published the April 2012 issue of its Investment Funds Practitioner. [read post]
30 Apr 2012, 7:31 am
Securities Commission. [read post]
