Search for: "Policy and Risk Management Services"
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12 May 2015, 6:14 am
Develop access management policies. [read post]
11 Apr 2016, 11:28 am
Jones Capital Equities Management, Inc. for failing to establish cybersecurity policies and procedures in advance of a breach by hackers that compromised confidential client data of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
15 Nov 2012, 12:32 am
But while they understand their need to have insurance in the event of claims against them asserting that they erred in the delivery of client services, attorneys, or at least some of them, can be reluctant to accept their need to also maintain insurance protecting their firm’s managers against claims for wrongful acts committed in the management of their firm. [read post]
7 Feb 2019, 6:21 am
It would allow researchers to pinpoint sources of aggregation risk, such as weak spots in widely relied-upon software and hardware platforms and services. [read post]
5 Sep 2013, 2:22 pm
By setting definitions, architectural principles and information management policies, courts may approach this evolving issue with confidence. [read post]
8 Feb 2022, 5:01 am
The success of open source is such that this risk management model is no longer commensurate with the risk borne by this code. [read post]
24 Apr 2015, 8:00 am
Managing your practice also means managing risk. [read post]
27 Feb 2010, 2:15 pm
Corrigan, currently a Goldman Sachs Managing Director, was also Chair of the Counterparty Risk Management Policy Group, a creation of the President’s Working Group on Financial Markets, which filed a seminal report on containing systemic risk.A central recommendation of the group is that a risk management function, with a Chief Risk Officer, must be positioned within all large integrated financial intermediaries in a way that… [read post]
21 Nov 2022, 6:30 am
A company should assess any material risks related to these developments and whether they should be disclosed in its risk factors. [read post]
21 Nov 2022, 6:30 am
A company should assess any material risks related to these developments and whether they should be disclosed in its risk factors. [read post]
10 Apr 2023, 11:49 am
The claim alleged that Arete Wealth Management unsuitably invested its clients in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
15 Dec 2014, 8:05 am
As OCR and NIST emphasized in a September conference on safeguarding health information, comprehensive risk analysis and risk management are two cornerstones of an effective IT security program. [read post]
13 Oct 2022, 7:38 am
” The report also states that “ORR issued field guidance that removed certain steps of the sponsor screening process across ORR facilities, potentially increasing children’s risk of release to unsafe sponsors. [read post]
12 Mar 2020, 1:46 pm
The Circular Letter provides guidance regarding an entity’s preparedness plans and requests that Chief Executive Officers or Equivalents of DFS regulated entities “provide a plan of preparedness to manage the risk of disruption to its operations and the financial risk arising from COVID-10. [read post]
28 Sep 2020, 3:00 am
Notably, three-quarters of investors responded that they would consider a vote against directors who are deemed to be responsible for poor climate change risk management. [read post]
20 Jan 2016, 1:02 pm
Nash has played a leadership role in the SEC staff’s active engagement with the Financial Stability Oversight Council in the analysis of potential financial stability risks posed by asset management activities and products. [read post]
23 Mar 2016, 2:38 pm
Employers, consultants and others involved in labor-management relations management or training will want to review and update their risk management and compliance practices in light of this impending change. [read post]
29 Feb 2012, 4:28 am
For More Information Or Assistance If you need assistance reviewing or responding to these or other health care related risk management, compliance, enforcement or management concerns, the author of this update, attorney Cynthia Marcotte Stamer, may be able to help. [read post]
8 Aug 2014, 5:40 am
She also publishes and speaks extensively on health and other employee benefit plan and insurance, staffing and human resources, compensation and benefits, technology, public policy, privacy, regulatory and public policy and other operations and risk management concerns. [read post]
20 Sep 2016, 5:26 pm
Vendor and third-party service provider management. [read post]
