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19 Jan 2014, 2:16 pm by Ken White
Padrick, an expert on distressed businesses at a financial services firm called Obsidian Finance Group, LLC, was well qualified for the job. [read post]
23 Dec 2013, 8:49 am by Mary E. Hodges
  The SEC’s Office of Compliance Inspections and Examinations (OCIE), Division of Investment Management, and the Asset Management Unit of the Division of Enforcement will co-sponsor the event. [read post]
20 Dec 2013, 5:39 am by Jeff Hermes
In connection with that event, the DMLP and the Clinic released Newsgathering in Massachusetts, a guide to the rights of independent and institutional journalists to collect information in Massachusetts. [read post]
20 Nov 2013, 8:30 am by D. Daxton White
This includes investors as well as financial professionals, broker-dealers, businesses and the various securities markets. [read post]
15 Nov 2013, 11:34 am by Bexis
Gottstein, 617 F.3d 186, 190 (2d Cir. 2010) (similar discussion of these events). [read post]
15 Aug 2013, 3:35 pm
An LLC typically adopts a written operating agreement that includes provisions for transferring or winding down an LLC in the event of the sole member's death. [read post]
31 Jul 2013, 5:10 pm by Cynthia Marcotte Stamer
Hofmeister was the trustee of the four pension plans, and Tew was managing director of their investment service provider, Bluegrass Investment Management LLC. [read post]
16 Jul 2013, 9:23 pm by Jonathan Hummel
Griffin, the rising NFL star formed Thr3escompany, LLC in January 2012 to develop a label and start producing merchandise bearing his nickname, RG3. [read post]
10 Jul 2013, 12:33 pm by Kelly Phillips Erb
Austin, attorney at the Austin Law Firm LLC: Don’t wait until the last minute. [read post]
27 May 2013, 6:20 am by Susan Brenner
  A “social relationship developed between them “after she returned to law school for her third year”; by then, Usher had left Bose and  “become a partner at the law firm of Krieg DeVault LLC (`Krieg DeVault’). [read post]
26 May 2013, 8:58 am by Bill Marler
  Managing Risk is Part of Managing the Business   So what’s happening out there? [read post]
2 May 2013, 10:00 am by Doug Cornelius
The Forum was a great event for compliance professionals at private funds. [read post]
2 May 2013, 10:00 am by Doug Cornelius
The Forum was a great event for compliance professionals at private funds. [read post]
25 Mar 2013, 9:34 am by Pete Strom
Pitcovich owns Event Management, LLC, and is chair of the Lexington YMCA board, as well as a board member of Leadership Lexington. [read post]
10 Feb 2013, 4:00 pm by Amber Walsh
In September, Shopko Stores Operating Co., LLC., acquired Waupaca Woods Pharmacy, Inc., based in Waupaca, Wis. [read post]
29 Nov 2012, 6:38 am by Gene Takagi
If IRS responds to exemption application with questions indicating the app wasn't carefully read, ask for manager. [read post]
7 Nov 2012, 3:54 am by Rob Robinson
Opinion Question - http://bit.ly/Rz1ri6 (Eric Johnson) Data Governance: Managing Data as an Asset - http://bit.ly/SvlsKR (Evan Levy) ‘Electronic Discovery’ System Streamlines Workflow with District Attorney’s Office – http://bit.ly/T0QXtR (Technically Philly) EPA Chooses Cloud For Email - http://bit.ly/RzbUdo (Nicholas Hoover) First Steps for a Secure Cloud - http://bit.ly/Q6Il85 (Sharon Nelson) For UK Midtier, Cloud… [read post]