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22 Dec 2020, 7:33 am
The new rule provides an exemption from registration only with respect to the generic solicitation of interest. [read post]
18 Dec 2020, 6:54 pm
,January 4-6, 2021Monday, January 4, 202110:00 am-12:00 noon1. [read post]
15 Dec 2020, 7:25 am
Section 7 – Registration of Space Objects In line with Section 4, Section 7 of the Artemis Accords also encourages transparency, this time by encouraging signatory states to duly register their space objects in accordance with the process outlined in the 1976 Convention on Registration of Objects Launched into Outer Space. [read post]
15 Dec 2020, 3:46 am
Moreover, tactically, judgment creditors are likely to favour registration of the foreign judgment under that statutory regime, where such registration is permitted, given the “better protection” which such regime affords them, at least theoretically, when compared with the common law[4]. [read post]
11 Dec 2020, 6:01 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, December 11, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 4–10, 2020. [read post]
10 Dec 2020, 8:30 pm
Instead, it gives each institution the license to individually interpret what it means, “and to define the activities that they decide to make conditional upon registration in the register,” the compromise reads. [read post]
10 Dec 2020, 7:44 am
Biggest takeaway: the federal judiciary has been comprehensively reshaped over the past 4 years by people who were not hired for their opinions on IP. [read post]
4 Dec 2020, 10:32 am
(Oral Argument 4, 22). [read post]
3 Dec 2020, 3:15 am
We’ll put the registration link up in the notes, and I hope to see you all there. [read post]
2 Dec 2020, 8:54 pm
Sections 3, 4(4)(a) and 11A (8) of the Banking Act 2009. [read post]
1 Dec 2020, 3:58 am
” 4. [read post]
30 Nov 2020, 2:22 pm
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
30 Nov 2020, 2:22 pm
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
29 Nov 2020, 5:14 am
Regulation D is the most relied upon exemption from registration requirements of the Securities Act for private placements of securities in the United States. [read post]
25 Nov 2020, 8:28 am
Id. (69LUIE); ECF No. 41-23 at 4 (F9 69); id. at 8 (69MXNVW). [read post]
24 Nov 2020, 11:48 am
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
22 Nov 2020, 4:58 am
Check out its company registration. [read post]
20 Nov 2020, 3:03 am
For registration statements, companies will be required to apply the amended rules if the registration statement on its initial filing date is required to contain financial statements for a period on or after the mandatory compliance date. [read post]
19 Nov 2020, 9:57 am
In its letter, FINRA noted that it only regulates broker-dealers’ private placement activities, while most private placements occur either directly with investors or through other intermediaries. [read post]
16 Nov 2020, 2:20 pm
Notably, any individuals named in the S-4 registration statement as about to join the board (e.g., key personnel from the target company) would also face potential liability and would require coverage. [read post]