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30 Apr 2024, 6:35 am by Ellena Erskine
Here’s the Tuesday morning read: Supreme Court to hear cases on veterans’ benefits, pet food and visas next term (Justin Jouvenal, The Washington Post) US Supreme Court won’t hear Elon Musk dispute over SEC settlement (John Kruzel, Reuters) ‘Surprising’ and ‘disturbing’: Legal experts react to Supreme Court arguments on Trump’s immunity claim (Alexandra Hutzler, ABC News) Why an Immunity Ruling in Trump’s Favor Might Not Alter the Shape… [read post]
30 Apr 2024, 4:20 am by Press Release
The CAT is the largest government-mandated mass collection of personal financial data in American history. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm by Sherica Celine
The Tax Cuts and Jobs Act changed Section 162(m) by (1) eliminating the prior performance-based compensation exemption, and (2) increasing the number of covered executives, consistent with SEC disclosure requirements. [read post]
29 Apr 2024, 8:27 am by Jon Brodkin
" The SEC settlement requires Musk to get pre-approval from a Tesla securities lawyer for tweets or other social media posts that may contain information material to the company or its shareholders. [read post]
29 Apr 2024, 7:55 am by Silver Law Group
   Hatteras directors have admitted that they failed to perform adequate due diligence into Beneficient and find misconduct by its founder Brad Heppner that had caused the SEC to investigate the company. [read post]
29 Apr 2024, 7:16 am by Ellena Erskine
Here’s the Monday morning read: Trump immunity fight turns Supreme Court textualists topsy-turvy (Josh Gerstein, Politico)  Supreme Court rejects Elon Musk over agreement with SEC to vet social media posts (Lawrence Hurley, NBC News) Trucker failed drug test after taking CBD supplement. [read post]
29 Apr 2024, 5:37 am by Chris Castle
A 10b5-1 agreement establishes predetermined trading instructions for company stock (usually a sale and not a buy so not trading the shares) consistent with SEC rules under Section 10b5 of the Securities and Exchange Act of 1934 covering when the insider can sell. [read post]
29 Apr 2024, 3:00 am by Meredith Ervine
Late last week, the SEC announced that the Small Business Capital Formation Advisory Committee will meet next Monday, May 6. [read post]
28 Apr 2024, 8:43 am by Eric Goldman
April 24, 2024) Prior Blog Posts on the SAD Scheme Judge Hammers SEC for Lying to Get an Ex Parte TRO–SEC v. [read post]