Search for: "SECURITIES CORP."
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13 May 2008, 5:16 am
Last Thursday and Friday were a couple of days in Denver that securities lawyers truly appreciate. [read post]
28 Jul 2018, 6:00 am
In his paper, Professor Friedman examines the potential impact the United States Supreme Court’s recent decision in Epic Systems Corp. may have on arbitration within the securities industry. [read post]
19 May 2014, 9:30 am
It involves a visit by members of a Judge Advocate General Corps to a civilian court. [read post]
24 Dec 2016, 6:47 pm
The Wackenhut Corp. [read post]
28 Apr 2022, 8:11 am
Newbridge Securities Corp. [read post]
8 Apr 2019, 9:55 am
Emulex Corp v. [read post]
23 Aug 2012, 2:00 am
Anschutz Corp. v. [read post]
2 Sep 2009, 2:23 pm
This means that Bank of America Corp, which acquired the broker-dealer at the beginning of the year, has assumed responsibility for the outcome of these civil cases. [read post]
31 May 2013, 6:28 am
Regions Financial Corp., 655 F.3d 105 (2d Cir. 2011); Rubke v. [read post]
5 Apr 2017, 5:04 pm
National Security Adviser H.R. [read post]
18 Sep 2007, 12:04 pm
Court of Appeals for the Third Circuit upholds Delaware federal district court's rejection of Tracinda Corp.'s "merger of equals" securities fraud claim against DaimlerChrysler: You can access today's Third Circuit ruling at this link. [read post]
13 Oct 2014, 4:07 am
Stan Keller notes that while this doesn’t deal with lawyers and no registration opinions, including resales, the guidance has relevance for lawyers… Asset-Backed Securities: Corp Fin’s New Draft Registration Review Process Last week, Corp Fin posted this announcement that asset-backed issuers can request staff review of draft registration statements starting next week – on October 20th. [read post]
28 Nov 2018, 3:31 am
Hats off to Corp Fin for overhauling the “look” – meaning the layout & organization – of the landing page for its “Compliance & Disclosure Interpretations. [read post]
26 Sep 2022, 9:23 am
Patten “took control of the issued and outstanding shares” of Hometown International, Inc. and EZRaider Co., a shell company formerly known as E-Waste Corp. [read post]
29 Oct 2014, 9:36 pm
TVI Energy Corp. v. [read post]
11 Jan 2007, 9:23 am
At Shepherd, Smith, and Edwards our attorneys and staff have more than 100 years of collective past experience in securities regulation and/or in the securities industry. [read post]
25 May 2012, 7:29 am
CBS Corp., No. 11-2575, 2012 U.S. [read post]
11 Mar 2024, 5:59 am
In NorthWest Copper Corp., 2023 BCSECCOM 602, the Commission declined to find that certain shareholders of NorthWest Copper Corp. [read post]
12 Oct 2007, 5:15 am
In re InfoSonics Corp., 2007 U.S. [read post]
24 Nov 2020, 3:04 am
Corp Fin’s disclosure guidance isn’t completely unexpected. [read post]
