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21 Jun 2011, 11:44 am by Securites Lawprof
A federal district court in Colorado, applying the Colorado Securities Act, recently held that limited partners stated a claim against a fund's administrator and its lender, based on their allegations that they made decisions not to redeem their investments, but... [read post]
27 Oct 2009, 7:27 pm
(http://www.hedgefundlawblog.com) Private Equity Funds Not Excluded Today the House Financial Services Committee voted to require hedge fund managers to register with the Securities and Exchange Commission. [read post]
10 Aug 2021, 5:57 am
These funds typically use security analysis to overweight a small number of stocks in the index, hold a small proportion of the portfolio in assets not in the index, or add some futures or options to the security holdings. [read post]
26 Oct 2021, 9:37 am by The White Law Group
    The post NYLIFE Securities Sanctioned for Mutual Fund Overcharges  appeared first on The White Law Group. [read post]
22 Oct 2015, 5:15 pm by Sabrina I. Pacifici
“Social Security is expected to run short of funds to pay all promised benefits in less than 20 years. [read post]
31 Jan 2018, 4:00 am by eileen peck
The men told investors that the fund would be used to secure and flip distressed residential real estate. [read post]
20 Apr 2021, 3:34 pm by Iorio Altamirano
Continue reading The post Iorio Altamirano LLP Investigates Innovation Partners, LLC Over GPB Funds appeared first on Securities Arbitration Lawyer Blog. [read post]
26 Mar 2021, 11:03 am by Silver Law Group
Holtz improperly funneled funds . . . to another one of their companies, Seeman Holtz Property & Casualty Insurance, LLC (“SHPCI”), and/or comingled the PL Entities’ funds with funds owned by SHPCI. [read post]
12 Aug 2010, 9:07 am by Matthew Kolken
"Two senators -- Democrats Charles Schumer of New York and Ben Cardin of Maryland -- returned from their August recess Thursday to give their chamber's approval for $600 million in emergency funding to help secure the U.S. [read post]
27 Oct 2023, 1:26 pm by Kendall Lowery
Jake and his team allow us to apply for all types of grants and have proven to be a key part of our team to secure this funding. [read post]
14 Sep 2013, 12:03 pm by James Hamilton
Hedge funds do not appear to pose a systemic risk to the Australian economy, according to a report issued by the Australian Securities and Investments Commission. [read post]
29 Jun 2010, 2:50 pm by Securites Lawprof
The Supreme Court accepted certiorari in a securities fraud class action based on alleged misstatements in mutual fund prospectuses that market-timing was not permitted. [read post]
19 Mar 2009, 6:16 am
"Will budget deficits tempt states to dip into their client security funds? [read post]
6 Sep 2022, 9:03 am by Silver Law Group
Broadway Strategic Return Fund, LP is a fund “that invests in securities related to theatrical productions”, according to the press release. [read post]
16 Nov 2023, 6:28 am by Banks Law Office
If you purchased an investment fund managed by a Traderfield broker, please contact Banks Law Office. [read post]
17 Feb 2005, 3:10 pm
[corporate website], the sixth-largest US securities firm, violated federal laws which protect investors when it aided brokers in making illegal after-hours mutual-fund trades. [read post]
17 Oct 2023, 2:39 am by The White Law Group
Securities Investigation- Carter Multifamily Growth & Income Fund II Are you concerned about your investment in Carter Multifamily Growth & Income Fund II? [read post]