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5 Aug 2022, 7:30 am
New York State Comptroller Thomas P. [read post]
3 Aug 2022, 9:01 pm
Companies with securities listed on EU regulated markets (except micro-enterprises): Companies whose securities (including debt securities with denominations lower than €100,000 or equivalent or depositary receipts) are admitted to trading on a regulated market of any Member State, with the exception of micro-enterprises. [read post]
3 Aug 2022, 7:20 am
The auditor ultimately found that approximately half of the alleged subcontractors working for East Bay between 2013 and 2016 -- four individuals and twelve business entities -- should have been classified as employees. [read post]
30 Jul 2022, 5:00 am
New York State Comptroller Thomas P. [read post]
30 Jul 2022, 5:00 am
New York State Comptroller Thomas P. [read post]
27 Jul 2022, 7:01 am
ESMA states that it strives to carry out its direct supervisory mandates applying a risk based approach. [read post]
26 Jul 2022, 6:32 am
Here we examine the state of financial reporting standards today to draw some lessons for the work of the International Sustainability Standards Board (ISSB) which has just begun. [read post]
26 Jul 2022, 6:32 am
Here we examine the state of financial reporting standards today to draw some lessons for the work of the International Sustainability Standards Board (ISSB) which has just begun. [read post]
25 Jul 2022, 4:20 am
New York State Comptroller Thomas P. [read post]
25 Jul 2022, 4:20 am
New York State Comptroller Thomas P. [read post]
22 Jul 2022, 9:06 am
.), the United States Court of Appeals for the Second Circuit declined to impose “scheme liability” under subsections (a) and (c) of the Securities & Exchange Commission Rule 10b-5 (17 C.F.R. [read post]
22 Jul 2022, 5:07 am
By Mark S. [read post]
21 Jul 2022, 7:02 am
This enforcement action serves as a reminder to all advisers to remain vigilant and stay on top of their auditors to complete and distribute the annual fund audit in a timely fashion. [read post]
21 Jul 2022, 3:02 am
This enforcement action serves as a reminder to all advisers to remain vigilant and stay on top of their auditors to complete and distribute the annual fund audit in a timely fashion. [read post]
19 Jul 2022, 10:39 am
All of these findings violate state law. [read post]
19 Jul 2022, 5:54 am
The speech, even if erroneous or knowingly false might fall outside First Amendment protections, especially if they were spoken by an ordinary person, not the President of the United States. [read post]
19 Jul 2022, 5:31 am
The gulf between the United States and the European Union on privacy law is legion. [read post]
18 Jul 2022, 2:46 pm
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
14 Jul 2022, 9:01 pm
For both the design evaluation and the impact assessment, entities must use an external, independent researcher or auditor to the extent possible. [read post]
8 Jul 2022, 5:00 am
The staff stated that it will continue to focus on the implementation of critical audit matters (CAMs) by triennially inspected audit firms, noting that for some firms 2022 will be the first inspection since the implementation of CAMs. [read post]
