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12 Dec 2017, 4:36 pm by Kevin LaCroix
. ************************************ Worked on, or invested in, an ICO and worried that your ICO may be targeted by the SEC? [read post]
11 Dec 2017, 11:27 am by vforberger
LIRC (Beres), Appeal No. 2016AP1365, and Wisconsin Bell, Inc. v. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
These coins or tokens come with particular rights, which could range from a right to access software, redeem the token for a currency or service, or receive future earnings from the company (like a dividend). [read post]
9 Nov 2017, 9:04 am by Jason Rantanen
Any views or opinions expressed by him in this article are solely his own and do not necessarily represent those of Oracle Corporation, its subsidiaries or affiliates. [read post]
23 Oct 2017, 4:22 pm by Kevin LaCroix
   For example, in 2016, a Minnesota federal judge granted motions to dismiss filed by Target Corporation’s executives, directors and the board of director’s special litigation committee after the special litigation committee issued a 91-page report concluding that Target should not pursue derivative claims against officers and directors based on the company’s 2013 cyber breach incident,[7] which affected approximately 110 million… [read post]
23 Oct 2017, 4:22 pm by Kevin LaCroix
   For example, in 2016, a Minnesota federal judge granted motions to dismiss filed by Target Corporation’s executives, directors and the board of director’s special litigation committee after the special litigation committee issued a 91-page report concluding that Target should not pursue derivative claims against officers and directors based on the company’s 2013 cyber breach incident,[7] which affected approximately 110 million… [read post]
12 Oct 2017, 9:19 am by John Elwood
Microsoft Corporation, 17-2 Issue: Whether a United States provider of email services must comply with a probable-cause-based warrant issued under 18 U.S.C. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
Under the first theory, the so-called “classical theory,” insider trading occurs when a corporate insider trades in the securities of his or her corporation on the basis of material, non-public information. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission, on Tuesday, September 26, 2017 Tags: Broker-dealers, Capital formation, Compensation ratios, Cybersecurity, Disclosure, EDGAR, Financial technology, Investment advisers, Oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation CEOs and ISS’ Proxy Contest Framework Posted by Institutional Shareholder Services, Inc., on Wednesday, September… [read post]
28 Sep 2017, 6:00 am by Doug Cornelius
Cassin Treasury Action Targets Burmese Drug Cartel [read post]
19 Sep 2017, 3:55 pm by Kevin LaCroix
  Similarly, record keeping, trust and custody fees in large, corporate 401(k) plans have declined for seven consecutive years, only flattening this year, per a memo published by NEPC summarizing their findings in a survey of large, corporate 401(k) plans[vi]. [read post]
18 Sep 2017, 3:36 pm by Kevin
The plaintiff is Make Him Smile, Inc., of which Farley’s brother Kevin P. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
  Ambac Assurance Corporation is expected to issue a note guaranty insurance policy in conjunction with the notes to be issued by each trust. [read post]
14 Sep 2017, 3:27 pm by Eric Rassbach and Hannah Smith
The Act of Supremacy, the Uniformity Act, the Test Acts and the Corporation Act targeted both Catholics and Nonconformists such as Presbyterians, Baptists, Quakers and Methodists. [read post]
27 Aug 2017, 8:43 pm by Omar Ha-Redeye
 This information is not just being used by large corporations, but is increasingly being used by smaller companies as well for risk management, customer retention, research and development, improving marketing and targeting, understanding consumer needs, and analyzing social behaviours. [read post]
25 Aug 2017, 6:06 am
When voting in proxy contests, many shareholders give significance to (or automatically follow) the recommendations of Institutional Shareholder Services Inc. [read post]