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21 Nov 2022, 9:11 pm
In the meantime, the FTC’s continuing regulatory overreach should also draw the attention of the legislative branch and ordinary citizens who can take action to check agency power and ensure the regulatory state does not run amok.The post Supreme Court Considers Case Against Agencies Run Amok first appeared on The Regulatory Review. [read post]
2 Jun 2010, 3:50 pm
The Internet Law & Regulation Weekly Alerts cover: The latest news, cases, pleadings, motions & briefs, in the areas of: -- Internet Commerce --Telecommunications --Privacy & Security --Jurisdiction & Procedure --Criminal Liability The Alert also links to recent Pike & Fischer Research in these areas, and provides a comprehensive review of legal, legislative, and regulatory actions in a format that's easy to read. [read post]
7 Mar 2020, 6:21 am
This proposal, which follows last year’s harmonization concept release and proposed amendments to the accredited investor definition, reflects a healthy regulatory habit—reviewing rules in light of their implementation and our experience to see what is working, what is not, and where there are gaps. [read post]
9 Feb 2018, 8:00 am
The staff will also will examine whether entities are complying with applicable anti-money laundering requirements and adapting their programs to properly address risks. [read post]
9 Sep 2020, 5:18 am
Businesses should therefore consider the ongoing effectiveness of their financial crime process and control framework, and whether proactive or reactive reviews of these could be beneficial given the evolving regulatory environment. [read post]
17 Jan 2013, 6:36 am
In particular, funds can expect to see an increase in risk-based “presence exams,” in which SEC staff will review one or more higher risk areas of a hedge fund’s operation. [read post]
30 May 2012, 8:00 am
According to the FTC staff letter, the Bill would prohibit currently-used DSO management agreement provisions and give the Board exclusive authority to review and approve all DSO management agreements in North Carolina. [read post]
15 Apr 2013, 4:46 am
In a recent critique of the Obama Administration’s Office of Information and Regulatory Affairs (OIRA), Lisa Heinzerling argues that a lack of transparency at OIRA, the federal office that reviews regulations, has allowed the office to pursue an anti-regulatory agenda, stifling regulations designed to protect public health. [read post]
24 Jul 2020, 9:13 am
Our attorneys and staff have decades of experience as regulators and in the private securities sector. [read post]
6 Nov 2015, 11:42 am
The Claims Review Staff also considered the Claimant’s delay in reporting the improprieties, which the Claims Review Staff felt was unreasonable because such delay allowed the violations to continue, and allowed the underlying respondents to continue to reap their ill-gotten gains. [read post]
18 Jul 2022, 9:05 pm
By contrast, the actions that will be candidates for application of the major questions doctrine are more likely to be those that have resulted from politically motivated White House pressure.The post Nostalgia for Agency Expertise first appeared on The Regulatory Review. [read post]
7 Sep 2022, 9:05 pm
The recent ACUS Recommendation highlights best practices to help agencies act responsibly when using contractors in rulemaking.The post Contractors in Rulemaking first appeared on The Regulatory Review. [read post]
14 Oct 2013, 10:47 am
Futures and derivatives regulators and self-regulatory organizations have continued to be very active over the last quarter. [read post]
30 Aug 2022, 9:05 pm
“It’s like the fox guarding the henhouse,” said Mark Bayer, Senator Markey’s former chief of staff. [read post]
18 Feb 2011, 1:24 pm
This will provide the Agency the opportunity to review work loads and reallocate staff to meet current needs. [read post]
26 Jun 2023, 9:05 pm
These young people are worthy of treatment, capable of change, and deserving of dignity.The post The Troubled Teen Industry’s Troubling Lack of Oversight first appeared on The Regulatory Review. [read post]
25 Jun 2023, 9:05 pm
We need to collaborate, learn, engage, and be inspired.The post Bringing Professional Regulation Into the Future first appeared on The Regulatory Review. [read post]
5 Apr 2022, 9:02 pm
first appeared on The Regulatory Review. [read post]
22 Jul 2022, 5:07 am
For Parratt, it is that companies now will reach out to SEC staff about reviews in contrast to the unhappy s [read post]
2 Jul 2011, 5:31 am
The Secretary’s actions are exempted from regulatory review. [read post]
