Search for: "U.S. Commodity Futures Trading Commission"
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12 Jul 2018, 12:50 pm
Securities and Exchange Commission, and Federal Trade Commission, it will work with a broad range of government agencies. [read post]
2 Sep 2011, 9:27 am
Instead, he deposited $612,00o in forex trading accounts with various Futures Commission Merchants (“FCMs”). [read post]
3 Jan 2019, 6:08 am
The Securities and Exchange Commission, Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, and Commodity Futures Trading Commission have proposed to amend section 13 (the "Volcker Rule") to reflect statutory amendments made by the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA). [read post]
3 May 2017, 5:00 am
According to FIA, the rules do not take into account that many risk controls have already been implemented by traders and futures commission merchants (FCMs), including pre-trade maximum order size screens and self-trading controls, among other measures. [read post]
2 Dec 2008, 1:31 pm
And as chairman of the Commodity Futures Trading Commission from 2005 to 2007, he proudly advocated "flexibility" in regulation â€â [read post]
7 Apr 2011, 1:23 pm
Disaggregation based upon independence of control has been a longstanding policy of the Commission and U.S. futures exchanges. [read post]
28 Mar 2022, 10:32 am
Historically, the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), and the Financial Crimes Enforcement Network (FinCEN) have played the primary roles in regulating digital assets, with the FTC and CFPB largely taking a wait-and-see approach. [read post]
17 May 2012, 8:13 am
Photo credit: buddawiggi CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
19 Jun 2008, 8:25 pm
Commodity Futures Trading Commission (CFTC) recently announced that it would be investigating agriculture futures markets, "including the lack of convergence between the futures and cash prices, the impact of higher margin requirements, and the role of speculators and commodity index traders. [read post]
7 Jun 2018, 7:22 am
As a result, many of the world’s most important commodities are priced in U.S. dollars in the U.S. derivatives markets, providing a tremendous advantage to American producers. [read post]
8 Jun 2021, 8:07 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program and the U.S. [read post]
13 Jun 2019, 6:22 am
In October 2010, under the authority of the Dodd-Frank Act, the Commodity Futures Trading Commission (CFTC) capped the amount of leverage brokers can provide to U.S. traders at 50:1 on all major currency pairs and 20:1 on others. [read post]
30 Apr 2018, 2:19 pm
Commodity Futures Trading Commission in Commodity Futures Trading Commission v. [read post]
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
8 Jun 2022, 6:17 am
Kirsten Gillibrand (D-NY) and Cynthia Lummis (R-Wyo), would be to bring unified federal oversight to bear on digital asset markets in the U.S. but without crushing the blockchain industry. [read post]
10 Oct 2008, 3:31 pm
The paper examines Treasury's proposals to integrate securities and futures regulation, including merging the Securities and Exchange Commission and Commodity Futures Trading Commission, and to create a single-agency oversight of all financial markets. [read post]
14 Oct 2014, 8:58 pm
Commodity Futures Trading Commission Chairman Timothy Massad, Federal Deposit Insurance Corporation Vice Chairman Thomas Hoenig, Federal Deposit Insurance Corporation Board Member Jeremiah Norton, Federal Reserve Board Governor Daniel Tarullo, Federal Reserve Bank of New York President William Dudley, and Deputy Treasury Secretary Sarah Bloom Raskin. [read post]
22 Sep 2009, 6:23 am
The bipartisan Commission is charged with examining the domestic and global causes of the current U.S. financial and economic crisis. [read post]
7 Apr 2022, 6:10 am
This framework would harmonize with the SEF framework promulgated by our sibling agency, the Commodity Futures Trading Commission (CFTC). [read post]
7 Apr 2022, 6:10 am
This framework would harmonize with the SEF framework promulgated by our sibling agency, the Commodity Futures Trading Commission (CFTC). [read post]
