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2 Aug 2021, 6:39 am
Merrill Lynch Asset Management, Inc. (1982). [read post]
30 Jul 2021, 7:58 am
But, while chief executive Dan Schulman should be applauded for this growth, management takes for granted the freedom to charge what the market will bear. [read post]
29 Jul 2021, 3:50 am
Contact us anytime by tweeting us at @gebauerm or @glambert. [read post]
27 Jul 2021, 9:38 am
The combined company will be externally managed by BSP, a leading credit-focused alternative asset manager and a wholly-owned subsidiary of Franklin Templeton. [read post]
23 Jul 2021, 6:12 am
The new management team was able to see that attorneys who used the site fell into two distinct categories – intermittent users and power users. [read post]
13 Jul 2021, 9:05 am
Artificial barriers are being used by asset allocators under the guise of fiduciary considerations, the subcommittee advised.In addition, performance myths regarding diverse asset managers have been dispelled because their investment performance is equal to or greater than the investment performance of firms that lack diversity in ownership and senior leadership, according to the subcommittee. [read post]
13 Jul 2021, 5:54 am
In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
9 Jul 2021, 10:11 am
It also helps them start selling online, and manage sales, inventory, reporting and payments across channels, all in one place. [read post]
6 Jul 2021, 4:23 am
Cuomo signed legislation reform advocates and stoners alike have dreamt of for decades, finally legalizing the recreational possession and use of marijuana in New York. [read post]
5 Jul 2021, 4:05 pm
The Delaware Court of Chancery recently explained under what circumstances dual claims will be allowed to proceed for both breach of fiduciary duty and breach of contract in the context of the manager of an LLC allegedly using LLC assets for his personal benefit in a manner not shared by all the other LLC members. [read post]
3 Jul 2021, 4:37 am
Industry Update eDiscovery Mergers, Acquisitions, and Investments in Q2 2021 Based on an aggregate review of the abridged listing through the lens of Q2 2021, the following findings, data points, and tracking charts highlight information that may be useful for understanding M&A+I activity patterns in the eDiscovery ecosystem from April 1, 2021, through June 30, 2021. [read post]
18 Jun 2021, 8:16 am
He also suggested that data would be useful to Beijing. [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance & ethics, Corporate… [read post]
11 Jun 2021, 9:20 am
It had previously been backed by investors including Uber, Goldman Sachs Group Inc and Visa Inc (V.N). . . . [read post]
9 Jun 2021, 8:28 am
In its most recent manifestations one sees the imposition of public pressure on the National Basketball Association and on Apple Inc. respecting their entanglement in Xinjiang that increasingly serves as the defining point for the difference between US and Chinese normative approaches to public governance; here and here). [read post]
8 Jun 2021, 1:13 pm
FINRA has barred former SagePoint Financial, Inc. broker Grant Birkley from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Birkley after he admitted making referrals to an outside asset manager without the firm’s approval. [read post]
8 Jun 2021, 12:56 pm
FINRA has barred former SagePoint Financial, Inc. broker Cynthia Komarek from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Komarek after she admitted making referrals to an outside asset manager without the firm’s approval. [read post]
7 Jun 2021, 9:29 am
Wednesday, June 9, 2021, at 12:00 p.m.: The House Homeland Security Committee will hold a hearing on using lessons from the Colonial ransomware attack to defend critical infrastructure. [read post]
7 Jun 2021, 4:38 am
The Kagan Case In Kagan v HMC-New York, Inc., 94 AD3d 67 [1st Dept 2012], a member of two financial investment firm LLCs sued the managers for breach of the implied covenant of good faith and fair dealing. [read post]
6 Jun 2021, 7:01 am
For example, the SEC commented to Maxlinear, Inc. [read post]
