Search for: "United States Securities and Exchange Commission"
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6 Feb 2023, 6:31 am
In the United States, the Securities and Exchange Commission is on the verge of adopting climate-related disclosure rules, possibly heralding the start of increasingly onerous ESG reporting obligations. [read post]
5 Feb 2023, 4:06 pm
John’s Law Review forthcoming) Regulatory Enforcement Manuals by Jordan Perkins (Final Report for the Administrative Conference of the United States, Dec. 9, 2022) Securities and Exchange Commission vs. [read post]
2 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed a rule to update its ethics compliance regulations for its own employees. [read post]
2 Feb 2023, 8:46 am
Securities and Exchange Commission (SEC) posted Notice of Covered Actions (NoCAs) for two recent Foreign Corrupt Practices Act (FCPA) enforcement actions. [read post]
1 Feb 2023, 9:09 pm
Securities and Exchange Commission, for example, referred to data about Norway’s gender-balancing board mandate when it approved Nasdaq’s board diversity disclosure rule, which requires companies to share information about gender, race, and LGBTQ+ representation on their boards. [read post]
1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
1 Feb 2023, 7:49 am
The panel lead by the Treasury Department called the Committee on Foreign Investment in the United States. [read post]
1 Feb 2023, 6:34 am
Last year, Sequoia announced the firm had registered as an investment adviser with the Securities and Exchange Commission (“SEC”). [read post]
31 Jan 2023, 2:38 pm
The essay first situates the CSOE within the political ideology of its home state. [read post]
31 Jan 2023, 10:14 am
On January 30, 2023, the United States Securities and Exchange Commission (“SEC”) published a Risk Alert including its observations from Broker-Dealer Examinations Related to Regulation Best Interest (“Reg BI”). [read post]
31 Jan 2023, 5:16 am
Still the Budapest Convention has been adopted by 68 states, including 23 that are not in the Council of Europe (including the United States). [read post]
31 Jan 2023, 3:25 am
Mutual funds that concentrate investments in a particular sector, industry, business, state, or country other than the United States would remain subject to the rules. [read post]
29 Jan 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed an extensive climate reporting rule in 2022. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
27 Jan 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed updated ESG reporting guidelines that would impose disclosure requirements for corporations that undertake ESG endeavors. [read post]
27 Jan 2023, 1:36 pm
Securities and Exchange Commission as well at the FTC and DOJ. [read post]
27 Jan 2023, 9:49 am
Data Protection Commissioner (commonly known as “Schrems I”), the court invalidated the Safe Harbor self-certification framework that U.S. companies had been using to conduct data transfers from the EU to the United States.[8] Almost immediately after the court issued the Schrems decision, the European Commission and the U.S. [read post]
27 Jan 2023, 7:01 am
Securities and Exchange Commission as well at the FTC and DOJ. [read post]
26 Jan 2023, 7:45 pm
” From the States and Municipalities Arizona – Voter Fraud Unit in Arizona Will [read post]
25 Jan 2023, 9:01 pm
The United States cannot take its remarkable capital markets for granted. [read post]
