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2 Nov 2011, 7:46 am by Daniel Martin
The decline has been even steeper in federal district courts.Cases like Florida v. [read post]
21 Oct 2011, 7:29 am
More than two years after the burst of the housing bubble and the ensuing Credit Crisis, the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") became law ostensibly as a way for Congress to correct the causes of the financial crisis. [read post]
14 Oct 2011, 2:00 am by Kara OBrien
Here is an excerpt: SUMMARY On September 19, 2011, the Securities and Exchange Commission proposed for public comment Rule 127B to implement the prohibition in Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act against securitization participants engaging in any transaction that would involve or result in any material conflict of interest with respect to any investor in a securitization transaction. [read post]
4 Oct 2011, 3:28 pm by Steve Bainbridge
Back when I was a summer associate at White & Case, we used to talk about SEC v. [read post]
2 Oct 2011, 7:38 am by frank_bennett
Too familiar, perhaps, as most of us now rely on content supplied through walled gardens for much of our research work. [read post]
26 Sep 2011, 6:13 am
 Likewise, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
14 Sep 2011, 7:55 am by Brian Fitzpatrick
  The only federal statute that I have found that might grant plaintiffs access to Rule 23-style class actions is the infamous Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
New provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act should dramatically change the liability exposure of intermediaries in the sale of securities. [read post]
2 Aug 2011, 2:00 am by Kara OBrien
  Among other things, the Securities and Exchange Commission (“SEC”) promulgated the Whistleblower Rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), which are likely to spawn a new generation of private cases fueled by the “bounties” being offered to whistleblowers under the new rules. [read post]
2 Aug 2011, 1:05 am by Kevin LaCroix
  As the SEC Chairman observed, the Dodd Frank Wall Street Reform and Consumer Protection Act ("Dodd Frank") has enhanced the SEC's ability to obtain audit documentation in connection with its investigations of issuers based in China and other countries. [read post]
25 Jul 2011, 2:00 am by Kara OBrien
   The SEC Approves Final Rules To Implement The Dodd-Frank Whistleblower Provision In May 2011, by a vote of 3-2, the SEC adopted final rules (“Whistleblower Rules”) to implement the whistleblower bounty program mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Jul 2011, 5:23 pm
Yesterday, the National Whistleblowers Center (NWC) road trip of seminars came to Washington, DC, to spread the word about new opportunities for whistleblowers under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]