Search for: "Financial Service"
Results 5381 - 5400
of 83,737
Sorted by Relevance
|
Sort by Date
24 Apr 2023, 11:30 pm
While the Protection of Personal Information Act, 2013 (POPIA) is widely accepted as the primary legislation dealing with the processing of personal information, it is important for financial service providers (FSPs) to take note of their duties in the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act). [read post]
5 Mar 2007, 8:06 am
Wins were recorded in the government, financial services, education, manufacturing and utilities markets. [read post]
31 Jan 2022, 7:18 am
Ex-UBS Financial Services Advisor Faces SEC and Criminal Charges German Nino, a former UBS Financial Services (UBS) broker and investment advisor, is accused of stealing $5.8M from a customer. [read post]
3 May 2012, 11:47 am
The relevant financial services licensees have now voluntarily complied with ASIC’s request to remove or amend the statement in each of the 21 instances. [read post]
25 Apr 2011, 7:26 am
The lack of good service in bankruptcy courts drove Judge Weissbrodt (ND CA) to post a practice tip for attorneys on getting good service by mail on corporations and financial institutions. [read post]
25 Mar 2017, 6:52 am
Overview On March 1, 2017, the New York Department of Financial Services’ (DFS) Cybersecurity Regulations (the Regulations) entered into effect. [1] Under the Regulations, any individual or non-governmental partnership, corporation, branch, agency, association or other entity operating under a license, registration, charter, certificate, permit, accreditation or similar authorization under New York banking, insurance or financial services laws (with narrow… [read post]
9 Feb 2022, 4:10 am
The speech covers the future of UK financial services regulation and in particular the opportunities that lie ahead for financial markets. [read post]
20 Jul 2008, 6:46 am
ASIC has released a report outlining its decisions on applications for relief from the corporate finance, financial services and managed investment provisions of the Corporations Act 2001 between 1 December 2007 and 31 March 2008. [read post]
18 May 2020, 8:52 am
Specifically, the statute does not apply to any “bank, savings institution, credit union, or financial institution subject to regulation under 12 U.S.C. [read post]
12 Jan 2024, 3:35 am
[Section 2(d) refusal of STRUCTURE for "securities brokerage services, namely, trading tokenized securities utilizing block-chain technology, smart-contracts, and decentralized financial protocols; brokerage services for cryptocurrency trading, namely, trading tokenized assets utilizing block-chain technology, smart-contracts, and decentralized financial protocols," in view of the registered mark STRUCTURE & Design (shown below) for… [read post]
8 Jan 2019, 7:07 am
Certain financial institutions are exempted. [read post]
11 Nov 2021, 8:51 am
Our other pre-paid legal services also make life easier. [read post]
30 Aug 2017, 4:00 am
We are extremely grateful to the Law Society of BC, the Law Foundation of BC, Courthouse Libraries of BC, CBABC and Mediate BC for their ongoing support (financial and otherwise) of this initiative and to the many other stakeholders who have stepped up to champion unbundling. [read post]
8 Jan 2008, 4:53 am
"As to the services, the Board found that, although some financial institutions render both investment management and commercial lending services, hedge funds "are a distinct type of investment vehicle. [read post]
6 Nov 2018, 4:17 pm
But more than 1 billion of these unbanked adults have a mobile phone, which potentially offers convenient access to financial services. [read post]
18 Sep 2024, 11:36 am
The move comes amid growing phishing attacks targeting the financial services sector; most impacted by brand impersonation scams. [read post]
25 Jun 2018, 1:33 am
Ring-fencing, digital disruption and Brexit drive step change for firm's financial services practice [read post]
13 Jul 2011, 3:24 pm
Bernanke, Semiannual Monetary Policy Report to the Congress Before the Committee on Financial Services, U.S. [read post]
20 Jul 2015, 12:02 pm
A leading lawyer to the financial services industry, H. [read post]
15 Jun 2011, 3:30 pm
Tarullo - Capital and liquidity standards - Before the Committee on Financial Services,... [read post]
