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28 Jun 2018, 1:46 pm
Previous employers include MetLife Securities (CRD #14251), Morgan Stanley (CRD #149777 and #8209), and Investors Capital Group (CRD #30613) He has been in the industry since 1983. [read post]
3 Jan 2020, 1:46 pm
Prior to that he worked at Crown Capital Securities and Independent Financial Group, LLC. [read post]
11 May 2012, 10:14 am
According to news reports, the losses originated with the credit desk in the London unit of JP Morgan’s chief investment office, which the bank says “hedges positions and invests ‘excess deposits’. [read post]
20 Oct 2020, 10:18 am
As the Chief Administrative Officer of the Consumer Bank, I have a wide remit. [read post]
14 May 2012, 7:09 am
" According to the Bridges' complaint, Lisa Bridge's bank erroneously refused to honor her check for April 2002's mortgage payment to Aames Capital Corp. [read post]
20 Aug 2019, 5:28 pm
Institutional investors – such as pension funds, insurance companies, endowments, banks, and hedge funds – have initiated public campaigns to attempt to influence companies and management. [read post]
6 Aug 2012, 7:10 am
The bank would suffer if interest rates went up, and profit if they fell. [read post]
26 Feb 2024, 9:01 pm
The Proposed Rule would affect both SEC-registered investment advisers and exempt reporting advisers (e.g., mid-sized private fund advisers and venture capital fund advisers3), the vast majority of which have adopted some form of AML/CFT procedures under a patchwork of historical regulatory requirements, counterparty certification obligations and investor due diligence requests. [read post]
16 Feb 2010, 12:29 am
Moreover, he suggests that decisions about banks' size can only be made through an international regulator--the Financial Stability Board--which would broker international agreements regulating size and capital requirements. [read post]
21 Jan 2011, 3:17 pm
As a case in point, I spent a good part of Wednesday reading through proposed Federal rules on capital requirements for market risk. [read post]
19 Nov 2012, 12:35 pm
The World Bank is helping 130 countries take action on climate change. [read post]
19 Mar 2010, 6:43 am
Over at vox, Ejaz Ghani of the World Bank argues that services can play a more important role in development than is generally thought: The story of Hyderabad – the capital of the Indian state of Andhra Pradesh – is truly inspiring for late-comers to development. [read post]
25 Jun 2018, 3:03 pm
"From "Too smart, too successful: Mongolia’s superwomen struggle to find husbands/Highly educated women far outnumber men in the capital – making it difficult for them to find a partner" (The Guardian).In the old days, a scary Communist policeman could snag a shopgirl. [read post]
22 Apr 2019, 5:15 am
Meanwhile, the cost of living in San Juan, Puerto Rico’s capital, was 11.6% higher than in an average U.S. metropolitan area. [read post]
27 Oct 2021, 10:23 am
The 9th affirms denial of a capital habeas petition under AEDPA deference. [read post]
6 Feb 2021, 1:01 pm
It examines all the main sets of standards (or elemental regimes) concerning various aspects of derivatives markets, namely: trading, clearing, and reporting of derivatives; resilience, recovery and resolution of central counterparties; capital requirements for bank exposures to central counterparties and derivatives; margins for derivatives non-centrally cleared. [read post]
19 Sep 2016, 9:30 pm
In a world without banking, household goods became valuable commodities that often substituted for hard currency. [read post]
24 Dec 2023, 1:21 pm
Sharon, Religious and Secular Comparators, 30 George Mason Law Review 763-830 (2023).Zeina Jallad, Identity Annexation: Israel's Non-Territorial and Psychic Annexation of West Bank Samaritans in the Occupied Palestinian Territories, 26 University of Pennsylvania Journal of Law & Social Change 73-120 (2023). [read post]
14 Aug 2020, 3:43 pm
If Israel had annexed part of the West Bank, it would have divided every synagogue and Jewish community in America, between hard-line annexationists and liberal anti-annexationists. [read post]
30 Aug 2012, 9:00 pm
O’Connor is one of the only law firms practicing securities law in the Tri-City Capital District of Albany, Schenectady and Troy. [read post]
