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30 Jun 2014, 12:18 am by Nietzer
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
27 Jun 2014, 5:18 pm
The list should include the contact information for any personal advisors such as bankers, lawyers, doctors, and tax advisors. [read post]
27 Jun 2014, 4:00 am by Robert McKay
Based on trust, reputation, a requirement to have optimal content to perform the role of a professional advisor and knowledge that investment in high added-value content led to high profits, quality and service were much more important than price factors. [read post]
24 Jun 2014, 7:28 am by Nietzer
Before making any decision or taking any action that may affect your business, you should consult a qualified legal advisor. [read post]
24 Jun 2014, 5:20 am by Amy Howe
  Jaclyn Belczyk covered the grant for JURIST, with commentary coming from Lee Beck at Federal Regulations Advisor and Roger Pilon at Cato at Liberty. [read post]
18 Jun 2014, 11:29 am by Cynthia Marcotte Stamer
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
17 Jun 2014, 11:19 pm by Nietzer
In an article in the Financial Times (FT), entitled “Wall Street Whistleblowers”, William D. [read post]
16 Jun 2014, 1:27 am by Nietzer
That means analyzing both how the activists might try to increase short-term shareholder value—through spin-offs and divestitures or financial engineering such as stock buybacks and increased debt—and the company’s possible vulnerabilities in strategy and capital structure. [read post]
13 Jun 2014, 7:30 am by Vermont Employment Law Letter
Employers should begin planning for the upcoming hikes and consult with their financial advisors and legal counsel to address any concerns they may have on complying with the new law. [read post]
12 Jun 2014, 11:25 am
If you feel that you have suffered financial losses as a result of the acts of fraud committed by Mr. [read post]
12 Jun 2014, 10:40 am by Jerry Kalish
Registered Reps are now called Financial Advisors or Wealth Managers. [read post]
11 Jun 2014, 5:30 pm by Colin O'Keefe
Watkins of Goulston & Storrs on the firm’s Retail Law Advisor Investment-Based Crowdfunding: A Primer – New York attorney Lata Nott of Chadbourne & Parke on the firm’s blog, TMT Perspectives For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
11 Jun 2014, 11:45 am by Cynthia Marcotte Stamer
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
Zetzsche, Propter Homines Chair for Banking and Securities law at the Institute for Financial Services of the University of Liechtenstein and Director of the Center for Business & Corporate Law at Heinrich Heine University in Duesseldorf/Germany. [read post]
9 Jun 2014, 4:31 am by Kevin LaCroix
This may be of particular concern where the private company employer enters long-term arrangements to provide legal, accounting, or financial services to a public company. [read post]
4 Jun 2014, 4:34 am by Kevin LaCroix
” Over the last several months, not only has the SEC been more involved generally with cyber “thinking” and security issues, but also the Office of Compliance, Inspections and Examinations of the SEC (governing investment advisors and asset managers), and the Financial Industry Regulatory Authority (FINRA) are all in the game.[6] So is the Federal Trade Commission, as well as state regulators, such as, the New York State Department of Financial… [read post]
2 Jun 2014, 2:32 pm by Cynthia Marcotte Stamer
Stamer has more than 24 years experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
1 Jun 2014, 4:45 pm by Mark Astarita
BD Regulation: Broken Windows, Broken System At the Financial Services Institute OneVoice conference in late January,  FSI President and CEO Dale Brown set the stage for things to come by commenting on the intentions of SEC Chairwoman Mary Jo White. [read post]
31 May 2014, 9:07 am by Cynthia Marcotte Stamer
Stamer has more than 24 years experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]