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20 Jun 2011, 6:39 am
First Derivative Traders, the Court “has given investors one more reason to ignore a fund’s documents, ruling that a fund’s investment adviser may not be sued for securities fraud due to misstatements made in a fund’s prospectus. [read post]
14 May 2012, 8:35 am
Take his address “The Changling” delivered on March 14 to a Futures Industry Association panel, where he set up a discussion of cheetahs, or high frequency traders, and securitization or equitization of the futures markets, like this: “It is sort of like that old episode of Star Trek, ‘The Changeling’” where the crew of the Enterprise encounters a space probe called Nomad that was designed to explore the galaxy. [read post]
28 Feb 2018, 12:11 am
Most of whom, anecdotally, are happier dealing with dodgy traders on market stalls and unwilling to grapple with the more complex rules regarding dodgy letting agents and landlords. [read post]
26 Nov 2011, 9:10 am
Marketwatch: U.S. sells 5-year debt at record-low yield, The Treasury Department sold $35 billion in 5-year notes on Tuesday at a yield of 0.937%, the lowest level on record and below where traders expected the sale to come. [read post]
14 Oct 2009, 11:31 pm
He says, on the whole, the Lean Hog Futures contract is very accurate in predicting the price at expiration, and is a good tool to help traders make accurate and profitable decisions. [read post]
11 Jun 2021, 4:00 pm
As the Libor and FX manipulation scandals demonstrate, which largely took place in traders’ chat rooms throughout European banks, international whistleblowers are frequently best placed to expose such wrongdoing. [read post]
10 Apr 2019, 9:23 pm
Seeds were purchased from a trader in another member state. [read post]
30 Mar 2009, 3:48 pm
In the circumstances, for the reasons I have given, I would allow this appeal".The IPKat is closing his eyes and trying very hard to imagine market traders showing each other their documentation in a gentlemanly attempt to persuade each other of the provenance of their merchandise. [read post]
14 Jan 2009, 8:29 am
Back at the end of the last century, Nick Leeson — the self-described “rogue trader whose unchecked risk-taking caused the biggest financial scandal of the 20th century” — was the center of legal action against accountants “forced to explain how their audits of Barings failed to spot Leeson’s creation of a financial abyss capable of bringing down Britain’s oldest merchant bank. [read post]
16 Feb 2010, 10:43 am
Market Abuse — concentrating on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals, etc. [read post]
16 Jun 2022, 2:40 pm
In addition to marijuana businesses, other markets of emerging interest to federal financial regulators are ATM operators and crypto asset traders. [read post]
29 Nov 2022, 6:40 am
Under the proposed amendment, the affirmative defense would not be available for any trades by a trader who has established multiple overlapping trading arrangements for open market purchases or sales of the same class of securities. [read post]
13 Nov 2015, 10:15 am
In Bilski, supra, decided in 2010, the Supreme Court held that claims to a method for commodities traders to minimize the risk of price fluctuations was an unpatentable abstract idea. [read post]
7 Aug 2022, 8:00 am
These products may have been sold at the following retailers, including, but not limited to: HEB, Kroger, Safeway, Sprouts Farmers Market, Trader Joe’s, Walmart, Weis Markets, and WinCo Foods. [read post]
28 Sep 2022, 12:37 pm
These personnel included senior and junior investment bankers and debt and equity traders. [read post]
14 Jun 2011, 1:02 pm
First Derivative Traders. [read post]
6 Jun 2011, 11:44 pm
So young men at college in Oxford or Cambridge were minors, and there are quite a few cases brought by outraged traders against reckless young men for things such as fancy waistcoats, and the courts had to decide whether these constituted ‘necessaries’ or not. [read post]
22 Sep 2009, 4:00 am
Short-Term Focus Harmful in Long Term - Short-term traders have little reason to care about long-term corporate performance - so are unlikely to exercise a positive role in promoting corporate policies and can lead to market failures, social and environmental degradation. 3. [read post]
14 Apr 2015, 9:16 am
Although the United States may be unable to make criminal charges stick against some alleged insider traders under a standard of “willfulness,” Judge Rakoff found that the SEC had sufficiently alleged that related conduct of the two brokers at the end of the tip line was “reckless,” satisfying the SEC’s lower civil standard. [read post]
29 Oct 2021, 12:15 am
As announced on 23rd September 2021, the Government will give sole traders and landlords, with income over £10,000, an extra year to prepare for Making Tax Digital (MTD). [read post]
