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2 May 2017, 9:48 am
This level of trading was unsuitable for the customer given her investment profile, including her age, risk tolerance and income needs.Miguel Ortiz (CRD #5893323, New York, New York)Ortiz was barred from association with any FINRA member in any capacity. [read post]
2 May 2017, 3:44 am
In an op-ed in The New York Times, Jason Stanley argues that last week’s argument in an immigration case, Maslenjak v. [read post]
1 May 2017, 8:04 pm
Here: New York Times, Washington Post, Miami Herald (AP), and the decision itself is here. [read post]
Seven Theories of the Case: What Do We Really Know about L’Affaire Russe and What Could it All Mean?
1 May 2017, 9:11 am
Sergey Kislyak in Trump Tower and subsequent meeting with Sergey Gorkov, chief of Vnesheconombank, a Russia-owned bank on the U.S. sanctions list since shortly after Putin's annexation of Crimea. [read post]
1 May 2017, 7:48 am
Bank of Canada, Canadian Transportation Agency of the Library of Parliament. [read post]
1 May 2017, 7:48 am
Bank of Canada, Canadian Transportation Agency of the Library of Parliament. [read post]
30 Apr 2017, 9:01 pm
To what extent should those traditions impact New York Law affecting long-term marriages? [read post]
30 Apr 2017, 4:29 pm
Buzzfeed has lost a New York legal bid to force Press Gazette to disclose confidential journalistic information under the 1970 Hague Convention. [read post]
30 Apr 2017, 2:58 pm
Court of Appeals in New York City that vacated a district court judgment against Chinese vitamin C manufacturers for fixing prices on comity grounds, arguing that the decision could not be reconciled with rules followed by other circuits. [read post]
30 Apr 2017, 3:44 am
That was the year I was admitted to the New York bar, having passed the July, 1982 bar exam. [read post]
28 Apr 2017, 6:26 am
News & World Report – Julia Harte (Reuters) | Published: 4/26/2017 Public pension funds in at least seven U.S. states have invested millions of dollars in an investment fund that owns a New York hotel and pays one of President Donald Trump’s companies to run it. [read post]
28 Apr 2017, 6:02 am
Principles for Financial Regulatory Reform Posted by William Dudley, Federal Reserve Bank of New York, on Friday, April 21, 2017 Tags: Bankruptcy, Banks, Capital requirements, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial reform, Financial regulation, Liquidity, Recovery & resolution plans, SIFIs, Stress tests, Systemic risk, Too big to fail Corporate Governance Posted by Martin Lipton, Wachtell, Lipton, Rosen &… [read post]
27 Apr 2017, 2:12 pm
Crotty Saland PC is a New York criminal defense firm representing clients in both New York State and Federal Court throughout the New York City region. [read post]
27 Apr 2017, 12:24 pm
” Meritor Savings Bank v. [read post]
27 Apr 2017, 11:55 am
Aswath Damodaran teaches at New York University Leonard Stern School of Business and has been a “mover and shaker” in the field of valuation for the past few decades. [read post]
27 Apr 2017, 11:04 am
Since June of 2011, Hallas has worked for six different investment firms in New York City. [read post]
27 Apr 2017, 10:13 am
While the CFTC has been the most active regulatory authority to address investments in cryptocurrencies, managers should be cognizant that states (including New York), the SEC, FINRA and FinCEN are also deliberating the question of appropriate regulatory oversight. [read post]
27 Apr 2017, 5:00 am
New York Department of Financial Services Cybersecurity Regulations: August deadline looms The New York Department of Financial Services is imposing detailed cybersecurity regulations on health insurers, banks and other institutions operating under a license or authorization of New York state law. [read post]
26 Apr 2017, 3:15 am
He began his career in New York before moving to Silicon Valley in 1994 and becoming a top legal adviser on tech IPOs. [read post]
25 Apr 2017, 2:27 pm
: Dean Shen Wei then noted the rationale for OBOR from the Chinese perspective, and especially its domestic economic background (1) transition to new normal; (2) change of focus from the old "go out" (走出去战略) policy to a new "go global" policy (3) policy to seek yuan internationalization (4) effort to re-balance drivers of trade and trade structures. [read post]
