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16 Jun 2017, 6:19 am
Woodall III, Sullivan & Cromwell LLP, on Thursday, June 15, 2017 Tags: Capital requirements, CFPB, CHOICE Act, Donald Trump, FDIC, Financial institutions, Financial regulation, FSOC, Liquidity, Securities regulation, SIFIs, Stress tests, US House, Volcker Rule [read post]
16 Jun 2017, 4:43 am by Barbara S. Mishkin
”  In addition to the recommendations directed at the CFPB, the report makes recommendations for addressing a wide range of issues such as market liquidity, capital requirements, and the supervisory and regulatory roles of the federal banking agencies. [read post]
15 Jun 2017, 9:30 pm by Sarah Madigan
Liang said that the proposal to loosen regulations on smaller banks is welcome because “community banks can and do fail without risking the stability of the broader financial system. [read post]
15 Jun 2017, 5:07 pm by Kevin LaCroix
  Background In September 2008, BankUnited Financial Corporation, a bank holding company, reported in a regulatory filing that unless its subsidiary, a federally chartered bank, raised $400 million, the OTS would downgrade its capitalization rating. [read post]
15 Jun 2017, 5:07 pm by Kevin LaCroix
  Background In September 2008, BankUnited Financial Corporation, a bank holding company, reported in a regulatory filing that unless its subsidiary, a federally chartered bank, raised $400 million, the OTS would downgrade its capitalization rating. [read post]
15 Jun 2017, 10:52 am by W. Teddy
Opimas: Artificial Intelligence in Capital Markets: The Next Operational Revolution. [read post]
15 Jun 2017, 9:28 am by Lindsay Griffiths
Areas of expertise As a full-service commercial law firm, their international clients benefit from their specialists in key practice areas, such as: Banking finance Capital markets Corporate and commercial Corporate governance Employment and workplace relations Financial services Insolvency and reconstruction Insurance Intellectual Property Investment Funds Litigation and dispute resolution Mergers and acquisitions Property and projects Superannuation Tax Technology They… [read post]
15 Jun 2017, 6:36 am
House of Representatives, voting almost entirely along party lines, passed H.R. 10, the “Financial CHOICE Act of 2017” (the “CHOICE Act”), a Republican proposal that would substantially restructure the post-crisis regulatory framework and provide significant regulatory relief to certain highly capitalized banking organizations. [read post]
15 Jun 2017, 5:32 am by Simon Lovegrove and Jack Prettejohn
  The Commission’s legislative initiatives were a draft: Regulation amending the Capital Requirements Regulation (CRR); Directive amending the Capital Requirements Directive IV; Directive amending the Bank Recovery and Resolution Directive (BRRD); Directive amending the BRRD as regards the ranking of unsecured debt instruments in insolvency hierarchy; and Regulation amending the Single Resolution Mechanism. [read post]
14 Jun 2017, 7:06 am by John Jascob
Overall, the report said banks are better capitalized in the years since the onset of the Great Recession. [read post]
14 Jun 2017, 4:55 am by Simon Lovegrove and Gavin Punia
The ECB believes that this will strengthen trust in the banks’ calculation of risk and, ultimately, in the adequacy of capital buffers. [read post]
14 Jun 2017, 4:53 am by Matthew Gregory and Peter Snowdon
The European Banking Authority (EBA) has published a letter from the Vice-President of the European Commission (Commission), Valdis Dombrovskis, on the proposed Regulation amending the Capital Requirements Regulation (CCR) and the proposed Directive amending the Capital Requirements Directive IV. [read post]
13 Jun 2017, 12:09 pm by Sunny Hwang
Creation of an “Off-Ramp”: Banks holding at least 10% of assets in capital would be largely exempted from Dodd-Frank’s heightened requirements, regardless of size. [read post]
13 Jun 2017, 10:53 am by Barry Sookman
Feb. 17, 2017) Bazemore v Jefferson Capital Systems, LLC 827 F.3d 1325 (11th.Cir.2016) Drozdowski v Citibank, Inc 2016 WL 4544543 (W.D.Tenn. [read post]
Key points Equivalence decisions – The proposed amendments include changes to the procedure for adoption of equivalence decisions by the Commission; the proposal empowers the Commission to make an equivalence determination subject to further conditions and equips ESMA with the task of monitoring regulatory and supervisory developments in  third-country jurisdictions that have been deemed equivalent by the Commission; Two-tier classification system for third-country CCPs – The… [read post]
13 Jun 2017, 8:28 am by Benjamin Herbst
The failed heist was caught on closed circuit television cameras stationed on the exterior of a Capital Heights bank, and the footage was later handed over to police. [read post]
13 Jun 2017, 5:32 am by Joe Rosenbaum
  Significant because ERISA-covered plans control enormous pools of capital and ERISA fiduciaries are prohibited from engaging in self-dealing transactions. [read post]
Here is a small sampling of the list: * Accelerated Capital Group. 21 brokers. 71% of these brokers flagged. * Joseph Stone Capital. 59 brokers. 71.2% flagged. * Arrive Capital Markets. 29 brokers. 65.5% flagged * Four Points Capital Partners LLC. 24 brokers. 65.5% flagged. [read post]
12 Jun 2017, 3:52 am by Doug Cornelius
Smaller banks are having a harder time dealing with the banking regulations. [read post]