Search for: "The Regulatory Review"
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8 Feb 2018, 2:02 pm
Alabama Coushatta Tribe of Texas (Indian Gaming Regulatory Act - Class II Gaming)United States v. [read post]
17 Jan 2018, 10:49 am
Wampanoag Tribe of Gay Head (Indian Gaming Regulatory Act - Agreements)Massachusetts v. [read post]
14 Aug 2023, 2:11 am
The White Law Group reviews the regulatory history of Royal Alliance Associates. [read post]
15 Jul 2024, 8:54 am
Next steps The analysis in the report will inform other EBA regulatory products, such as the one stemming from the mandate on the interplay between the output floor and Pillar 2 (Art 104a(7) Capital Requirements Directive 6) and prepare the ground for the update of the supervisory review and evaluation process guidelines following the EU Banking Package implementation. [read post]
7 Feb 2019, 10:14 am
“It will provide, for the first time, free and easy access in one place to the statutory and regulatory law governing federal agencies. [read post]
18 May 2009, 8:20 am
The effective date for this change is May 18, 2009.Compliance and registration folks should thoroughly review this Regulatory Notice for information on when and how updates for Forms U-4 must be filed to respond to the new questions. [read post]
27 May 2015, 9:30 pm
” The SIC would also have the power to review the rules and regulations of its member agencies. [read post]
24 Jan 2023, 6:30 am
Looking ahead to 2023, with risk-free rates and credit spreads still elevated and the credit, deal making, regulatory and geopolitical environments uncertain, corporate borrowers and sponsors will need to plan rigorously to succeed on levered acquisitions and spin-offs and important refinancings. [read post]
24 Jan 2023, 6:30 am
Looking ahead to 2023, with risk-free rates and credit spreads still elevated and the credit, deal making, regulatory and geopolitical environments uncertain, corporate borrowers and sponsors will need to plan rigorously to succeed on levered acquisitions and spin-offs and important refinancings. [read post]
26 Nov 2023, 9:05 pm
When it comes to autonomous vessel technology, the Coast Guard has much authority already to take many regulatory steps to protect the maritime transportation system from any risks associated with this new technology. [read post]
10 Nov 2017, 3:25 am
The editors frame the book as examining the, "rapidly growing category of regulatory measures" affecting foodstuffs, drugs and pharmaceuticals, with the aim of examining the balance of public health interests and IP. [read post]
28 Feb 2012, 5:47 am
The Law Commission of New Zealand is undertaking a review of the current regulatory regime for news media with respect to its adequacy in catering for new and emerging forms of news media – sometimes referred to as the “new media”. [read post]
14 Jul 2011, 2:03 pm
Once again, breach of fiduciary duty ranks as the most frequently alleged customer claim according to our mid-year review of securities arbitration cased filed with the Financial Industry Regulatory Authority ("FINRA"). [read post]
16 Jun 2020, 6:21 am
Merrill had already reimbursed the clients as a result of an internal review and had self-reported the underlying violations to FINRA, a move that earned praise from FINRA in the AWC. [read post]
5 Nov 2007, 8:58 am
Let's review what brokerage firms have continued to do wrong, as reflected in several regulatory actions and pronouncements. [read post]
11 Sep 2022, 9:04 am
The FCC announced that regulatory fees must be submitted by 11:59 PM Eastern Time on September 28. [read post]
18 Oct 2009, 11:10 am
The Data Protection Review Group has now published a consultation paper (pdf) on reforming Irish law on notification of data breaches. [read post]
24 Jan 2024, 1:47 pm
The White Law Group reviews the regulatory history of Cadaret, Grant & Company. [read post]
25 Apr 2018, 9:07 am
Louis, has been appointed to a four-year term on the National Adjudicatory Council (NAC) of the Financial Industry Regulatory Authority (FINRA). [read post]
29 Sep 2009, 8:01 am
The TSX also confirmed that the temporary relief respecting the Remedial Review Process would expire as planned at the end of this month. [read post]
