Search for: "BANK OF NEW YORK"
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10 May 2017, 8:01 am
Several types of entities are excluded, such as entities traded on the New York Stock Exchange (NYSE), registered investment companies and investment advisors, and state-regulated insurance companies. [read post]
10 May 2017, 8:00 am
A New York resident pleaded guilty to corruptly endeavoring to obstruct and impede an investigation by the Internal Revenue Service after repeatedly lying about his assets in Swiss bank accounts. [read post]
9 May 2017, 6:54 pm
The Bureau’s investigation showed that the high-cost loans violated licensing requirements or interest-rate caps – or both – that made the loans void in whole or in part in at least 17 states: Arizona, Arkansas, Colorado, Connecticut, Illinois, Indiana, Kentucky, Massachusetts, Minnesota, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, and South Dakota. [read post]
9 May 2017, 11:51 am
In New York, out-of-state committees must designate a depository, which must be a banking organization authorized to do business in New York. [read post]
9 May 2017, 6:36 am
Many of the insurance statutes and regulations in New York use the word “person” to mean a human being. [read post]
9 May 2017, 6:36 am
Many of the insurance statutes and regulations in New York use the word “person” to mean a human being. [read post]
5 May 2017, 6:14 am
Curnin, Simpson Thacher and Bartlett LLP, on Thursday, May 4, 2017 Tags: Disgorgement, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation, Statute of limitations, Supreme Court Contested Visions: The Value of Systems Theory for Corporate Law Posted by Tamara Belinfanti, New York Law School, and Lynn A. [read post]
5 May 2017, 6:03 am
* A Magic Circle firm sees two New York banking partners disappear. [read post]
5 May 2017, 12:16 am
District Court for the Southern District of New York, Judge LI Bing of the Supreme People’s Court (“SPC”) (who, together with Judges GUO Feng and SHI Lei, oversees the GCS), and Dr. [read post]
3 May 2017, 5:48 am
New York: Nation Books, 2013. [read post]
3 May 2017, 5:48 am
New York: Nation Books, 2013. [read post]
3 May 2017, 5:00 am
The best of the new builds on the best of the past. [read post]
3 May 2017, 4:51 am
” Briefly: In The New York Times, Adam Liptak reports that in “an early sign of Justice Neil M. [read post]
2 May 2017, 4:25 pm
Morgan, as successor in interest to Bear Stearns, to try to obtain insurance coverage for amounts Bear Stearns paid to settle charges that it had facilitated market timing and late trading, New York (New York County) Supreme Court Judge Charles E. [read post]
2 May 2017, 12:52 pm
I doubt that any of you called family and friends to share the big news and invite them to share your joy. [read post]
2 May 2017, 11:32 am
Whether you work in banking and finance, you are regulated by FINRA or the FDIC, you are an attorney of physician that maintains a professional license, or the product you sell is “you,” an arrest in New York for a crime of fraud, deceit or theft is life altering in the most adverse way. [read post]
2 May 2017, 11:23 am
"Supreme Court Rules Miami Can Sue for Predatory Lending": Adam Liptak has this article in today's edition of The New York Times. [read post]
2 May 2017, 10:10 am
These states include: Florida, Illinois, Michigan, Ohio, Georgia, New Jersey, Puerto Rico, Pennsylvania, New York, and California. [read post]
2 May 2017, 9:48 am
This level of trading was unsuitable for the customer given her investment profile, including her age, risk tolerance and income needs.Miguel Ortiz (CRD #5893323, New York, New York)Ortiz was barred from association with any FINRA member in any capacity. [read post]
2 May 2017, 3:44 am
In an op-ed in The New York Times, Jason Stanley argues that last week’s argument in an immigration case, Maslenjak v. [read post]
