Search for: "The Regulatory Review"
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23 May 2018, 4:01 am
Both consultations are part of the EBA’s broader review of the internal ratings-based approach which aims to reduce the unjustified variability in the outcomes of internal models, while preserving the risk sensitivity of capital requirements. [read post]
6 Jan 2025, 10:00 pm
For Practical Guidance content on important recent trends, review these easy-to-use Resource Kits: Fair Lending Regulation Resource Kit Financial Services Regulations Fundamentals Resource Kit Bank Regulatory Counsel Resource Kit Environmental, Social, and Governance (ESG) Resource Kit Bank Failure Resource Kit New! [read post]
20 Oct 2009, 10:57 am
A Special Review Committee (the "Special Committee") appointed by the Board of Governors of the Financial Industry Regulatory Authority ("FINRA") issued a report finding that FINRA missed opportunities to detect the Ponzi Schemes perpetrated by Bernard Madoff and Allen Stanford, according to an October 2 article in InvesmentNews by Sue Asci. [read post]
13 Nov 2018, 2:20 pm
In this role, she oversees executive branch review of federal agency action and coordinates the Administration's overall regulatory agenda. [read post]
16 Apr 2018, 5:01 am
Under the agreement OMB’s Office of Information and Regulatory Affairs will review tax regulations that may “create a serious inconsistency or otherwise interfere with an action taken or planned by another agency,” “raise novel legal or policy issues,” or “have an annual non-revenue effect on the economy of $100 million or more. [read post]
3 Apr 2009, 4:50 pm
Advertisers will soon face regulatory changes that some fear will curtail their efforts to tap into the fast-growing online social media phenomenon according to an article in the Financial Times on April 3, 2009 Revised guidelines on endorsements and testimonials by the Federal Trade Commission, now under review and expected to be adopted, would hold companies liable for untruthful statements made by bloggers and users of social networking sites who receive samples of their… [read post]
18 Dec 2017, 10:09 am
In terms of next steps, the FCA will: continue to monitor DLT-related market developments, and keep its rules and guidance under review in the light of those developments, although the FCA has not identified a need to propose specific rule changes at this juncture; continue with its close engagement with DLT use cases and industry stakeholders through its Innovate initiative; work closely with national and international regulatory bodies to shape regulatory developments… [read post]
16 Apr 2010, 5:21 am
Section 926, however, is different.This Section 926 yet contemplates a 120 day SEC review period, but gone is the concept that, after expiration of that period, state regulators might "fill in" for the SEC and perform the review against Reg D requirements. [read post]
23 May 2012, 3:42 pm
Stamer also works extensively with management, service provider and other clients to monitor legislative and regulatory developments and to deal with Congressional and state legislators, regulators, and enforcement officials concerning regulatory, investigatory or enforcement concerns. [read post]
6 Dec 2017, 7:23 am
The Role of Treaties in Protecting Tribes As They Adapt to Climate Change Michigan State Law Review, Vol. 2017 Number of pages: 54 Posted: 27 Nov 2017 Accepted Paper Series Hope M. [read post]
29 Aug 2021, 5:56 am
The violations were discovered during the FCC staff’s review of the stations’ public files for license renewal. [read post]
31 Oct 2016, 9:44 am
Such ONC review would be independent of, and may be in addition to, ONC-Authorized Certification Body (ONC–ACB) surveillance. [read post]
21 Jul 2014, 7:00 pm
Mahler of Farrell Fritz in his New York Business Divorce Blog Monday Morning Regulatory Review – 7/21/14: IRS Tax Preparer Suits; Hobby Lobby FAQ; Obamacare in the Territories; Drone Dismissal; and an Upgrade – Washington, DC lawyer Lee Beck on his blog, the Federal Regulations Advisor For more of the best, check out LXBN, a complete review of the top insight and commentary across the LexBlog Network. [read post]
26 Aug 2020, 6:37 am
This amendment would assist ERISA fiduciaries in establishing regulatory guidelines for plan fiduciaries in light of recent environmental, social, and governance (ESG) investment trends. [read post]
11 Dec 2007, 11:45 am
Thanks to the consolidation of NYSE and NASD into the Financial Industry Regulatory Authority (FINRA), security firms registered in the United States will now content with fewer regulatory tests. [read post]
2 Jul 2024, 6:10 am
The survey also indicates a growing reliance on generative AI for tasks such as document review, witness preparation, and motion drafting. [read post]
23 Aug 2018, 9:30 pm
Pham of Baylor University in a forthcoming article for the New York University Law Review. [read post]
12 Dec 2019, 9:05 pm
FLASHBACK FRIDAY In a 2018 essay for The Regulatory Review, Hillel Y. [read post]
28 Feb 2019, 9:30 pm
In a forthcoming article for the Utah Law Review, Lars Noah of the University of Florida Levin College of Law discussed the federal government’s responses to the prescription opioid crisis. [read post]
7 Mar 2019, 9:30 pm
Michael Carome of Public Citizen stated that Gottlieb’s tenure “was marked by regulatory decision making regarding medications and medical devices that tilted further in favor of industry’s financial interests rather than the interests of public health. [read post]
