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December 21, 1866 – “Fetterman Massacre” in Battle Between Native Americans and U.S. Army in Wyoming
21 Dec 2019, 12:01 am
But the traders were followed by throngs of whites headed west in search of gold. [read post]
10 Aug 2011, 9:37 am
Prosecutors accused him of trading on inside information from corporate executives, traders and others, resulting in $63.8 million of illegal profit. [read post]
11 Nov 2011, 3:48 pm
SEC Charges UBS With Faulty Recordkeeping Related to Short Sales, SEC, November 10, 2011 FINRA Fines UBS Securities $12 Million for Regulation SHO Violations and Supervisory Failures, FINRA, October 25, 2011 More Blog Posts: UBS Fined $12M for Supervisory Failures and Regulation SHO Violations in Securities Short Sales, Institutional Investor Securities Blog, October 25, 2011 UBS Financial Services Fined $2.5M and Ordered to Pay $8.25M Over Lehman Brothers-Issued 100% Principal-Protection Notes,… [read post]
17 Mar 2023, 7:57 pm
Scenic Fruit Company of Gresham, Oregon is recalling frozen organic strawberries sold to Costco, Aldi, KeHE, Vital Choice Seafood, PCC Community Markets and frozen organic tropical blend sold to Trader Joe’s due to an outbreak of Hepatitis A illnesses. [read post]
20 Nov 2013, 3:24 am
White's letter states that the SEC is examining: - whether the existing net worth and income tests are appropriate measures that should continue to be used (presumably this also includes consideration of whether and how the net worth and income thresholds could or should be adjusted); - whether financial professionals, such as registered investment advisers, consultants, brokers, traders, portfolio managers, analysts, compliance staff, legal counsel, and regulators should be considered… [read post]
SEC Charges Madoff Employee With Creating Fake Trades. We knew he could not have done it on his own.
22 Nov 2011, 11:21 am
The SEC alleges that sometime in the early 1970s after Kugel began his career with Madoff as an arbitrage trader in the firmandrsquo;s proprietary trading business, Madoff informed Kugel that BMIS managed money for outside clients. [read post]
25 Oct 2010, 7:11 am
I’m a Yale [BA, Philosophy], Columbia [MA, International Affairs] former Wall Street trader and risk manager who is just about done getting another masters [in Library and Information Science] during a two-year “John Galt” sabbatical from work. [read post]
9 Feb 2010, 6:48 pm
We were able to buy many things in Whole Foods and Safeway yesterday and today, though only Trader Joe’s had salad greens available. [read post]
29 May 2011, 8:13 pm
He is interested in the behavior of the other traders. [read post]
7 Feb 2020, 8:03 am
That made it difficult for federal authorities to go after insider traders because they had to rely on precedent rather than law. [read post]
28 May 2022, 5:33 pm
These products were sold at the following retailers, including, but not limited to: Aldi HEB Kroger Safeway Sprouts Farmers Market Trader Joe’s Walmart Weis Markets WinCo Foods Canadian Co-op stores What is Hepatitis A? [read post]
21 Nov 2010, 3:37 pm
Image Source (traders) Image Source (Lagarde) [read post]
5 Jun 2008, 6:15 pm
If the CFTC should be able to prove that an individual energy futures contract has a significant price discovery function, and thus should be subject to regulation, traders will simply move their trading to equivalent contracts that remain exempt from regulation. [read post]
24 Apr 2012, 8:12 am
The rules are designed to enable institutional traders to continue to execute large orders with minimal market impact, while ensuring investors with smaller orders receive meaningful price improvement when they trade with dark orders. [read post]
17 Jun 2014, 9:56 am
” - A rule to require high-frequency traders to register with regulators as dealers. - A recommendation to improve firms’ risk management of trading algorithms and to enhance regulatory oversight over their use. [read post]
6 Apr 2020, 7:01 am
Article III standing test required more than risk of misdiagnosis or mistreatment from errors in healthcare software. http://media.ca1.uscourts.gov/pdf.opinions/19-1429P-01A.pdf Mortgage holder could collect 24 percent default interest. http://ca2.uscourts.gov/decisions/isysquery/5378c71a-e4ff-4498-afd3-2abcb48ab297/1/doc/17-2903_opn.pdf#xml=http://www.ca2.uscourts.gov/decisions/isysquery/5378c71a-e4ff-4498-afd3-2abcb48ab297/1/hilite/ Providing business card with fax number consents to getting sales… [read post]
2 Feb 2012, 7:34 am
" -- Kelly Dawn Askin, Senior Legal Officer, International Justice, Open Society Justice Initiative"We sail alongside the myriad frauds adopted by slave traders to evade detection by the British Navy. [read post]
25 Dec 2023, 6:58 pm
Recalled Cantaloupe Malichita and Rudy brand whole cantaloupes Might have a sticker that says “Malichita” or “Rudy,” with the number “4050”, and “Product of Mexico/produit du Mexique” See Trufresh recall, Crown Jewels recall, and Pacific Trellis recall for more details Pre-cut fruit products made with recalled whole cantaloupes Kwik Trip cantaloupe cups, mixed fruit cups, and fruit tray with sell-by dates from… [read post]
3 Jun 2008, 12:56 pm
* A music warez trader was convicted by a jury of criminal copyright infringement. [read post]
20 Mar 2017, 11:44 am
E-1 and E-2 – Treaty Trader and Treaty Investor: This classification is based upon a treaty between the United States and the foreign national’s home country. [read post]
