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20 Apr 2010, 2:31 pm
The Securities and Exchange Commission is investigating the use of these programs that many believe give their users an unfair advantage over other traders. [read post]
20 Apr 2010, 1:07 pm
Veggie burger products linked to hexane are: Amy's Kitchen Boca Burger, conventional Franklin Farms Garden Burger It's All Good Lightlife Morningstar Farms President's Choice Taste Above Trader Joe's Yves Veggie Cuisine Yikes! [read post]
20 Apr 2010, 1:07 pm
Veggie burger products linked to hexane are: Amy's Kitchen Boca Burger, conventional Franklin Farms Garden Burger It's All Good Lightlife Morningstar Farms President's Choice Taste Above Trader Joe's Yves Veggie Cuisine Yikes! [read post]
19 Apr 2010, 5:11 pm
., 401 F.2d 833, 849 (2d Cir. 1968) ("The speculators and chartists of Wall and Bay Streets are also ‘reasonable’ investors entitled to the same legal protection afforded conservative traders. [read post]
19 Apr 2010, 12:40 pm
(I can't help but add, from here in Alabama, that the number of progressives working for real social change, in places that actually need it, tends to diminish the further you get from access to a Trader Joe's, a good Thai restaurant, and an excellent private school. [read post]
19 Apr 2010, 10:00 am
Beyond issues of proof, we raise two possible legal issues: Materiality and the Rogue Trader defense. [read post]
19 Apr 2010, 8:07 am
Wall Street’s tumultuous 1980s, as witnessed by a young bond trader. 5. [read post]
19 Apr 2010, 8:00 am
After all, it was a single trader - Nick Leeson - that brought down Barings (indeed, he later authored a book titled "Rogue Trader"). [read post]
19 Apr 2010, 4:37 am
French trader Fabrice Tourre and his employer, Goldman Sachs, are being sued by the Securities and Exchange Commission (SEC) for allegedly devising a package of highly risky credit default swaps (CDS) and then betting against the investments - and their clients - to fail. [read post]
17 Apr 2010, 11:58 am
Except, of course, the traders who pocketed the commissions? [read post]
16 Apr 2010, 6:11 pm
Recall that the SEC (and FDIC) is running well ahead of Congress in terms of financial reform, with proposed regulations on asset-backed securities and disclosures from large traders. [read post]
16 Apr 2010, 3:37 pm
Senate Ag Chair Introduces Strong Derivatives LegislationThe Chair of the Senate Agriculture Committee has introduced a strong measure that would regulate swaps and security-based swaps under a transparent regime bifurcating CFTC jurisdiction over swaps and SEC jurisdiction over security-based swaps. [read post]
16 Apr 2010, 11:39 am
,the asterisked note on page 77, where Lewis notes: "Goldman was in the position of selling bonds to its customers created by its own traders, so that they might bet against them. [read post]
16 Apr 2010, 8:00 am
Drug manufacturers respond that traders exploit the regulatory price systems set up by EU governments and do not create benefits for health care, consumers, or the economy of Europe. [read post]
16 Apr 2010, 7:37 am
The Supreme Court rejected this contention, holding that s. 145 “recognizes the rights of a trader to adopt either the cash system or the mercantile system of accounting”, and further noted that “[a]ccounts regularly maintained in the course of business are to be taken as correct unless there are strong and sufficient reasons to indicate that they are unreliable. [read post]
15 Apr 2010, 3:01 pm
In cases involving misleading conduct, the ACCC will now be able to issue “substantiation notices” to require traders to justify claims they make about products they promote. [read post]
15 Apr 2010, 1:08 pm
The SEC posted on its website the proposed new rules to establish a large trader reporting system. [read post]
15 Apr 2010, 11:20 am
This, from a political hack whose "free market/ tax cut" policies left ordinary Americans with stagnant wages while bond traders and mortgage brokers were colluding to get rich quick by exploiting customers (putting them into high-interest loans they had no hopes of paying off in order to create "product" that could earn the brokers and traders huge fees) and while heads of private equity funds were making multi-millions by taking advantage… [read post]
15 Apr 2010, 11:08 am
As a result, the assessment of the majority of seafront rents has now been handed to a new in-house team; the result should be fairer rents for traders. [read post]
15 Apr 2010, 6:50 am
Traders would generally be considered to fit the "large trader" categorization where their transactions in exchange-listed securities equalled or exceeded two million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month. [read post]
