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7 Mar 2016, 7:26 am
In a separate administrative proceeding, the RIEDC’s financial advisor for the bond offering – First Southwest Company LLC – agreed to settle charges that it violated MSRB rules by failing to document in writing the scope of the services the firm was providing in the bond offering until seven months after the financial advisory relationship began. [read post]
15 Sep 2017, 10:30 am
” Cardno Chemrisk, LLC v. [read post]
17 Jan 2014, 4:49 pm
Court of Appeals for the Ninth Circuit released its decision in Obsidian Finance Group, LLC, v. [read post]
16 Jun 2022, 12:46 pm
CLS Transportation Los Angeles, LLC “insofar as it precludes division of PAGA actions into individual and non-individual claims through an agreement to arbitrate. [read post]
16 Aug 2013, 12:50 pm
Raaga, LLC, Case No. 07–1262, 2008 WL 834399 *2 (D.N.J. [read post]
8 Dec 2020, 9:11 am
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
18 Aug 2014, 12:51 pm
If you believe you have suffered financial losses as a result of the actions of LPL Financial, LLC; Mr. [read post]
4 Oct 2018, 10:42 am
DBW Partners LLC, No. 17-1925 (JDB), 2018 WL 4681005 (D.D.C. [read post]
18 May 2015, 12:00 pm
Doug Johnston (through Five Management, LLC) is an expert witness in banking/lending and an investigative business consultant specializing in Commercial Banking & Lending, Private Equity, and International Banking. [read post]
13 Mar 2021, 12:50 pm
If it’s not in a private place, but records audio and conversations without people knowing, it’s probably illegal. [read post]
27 Oct 2016, 11:28 am
Andrew “bunnie” Huang, and Alphamax LLC, who want to continue their work without legal threats. [read post]
21 Jan 2015, 3:09 am
Dish Network LLC et al, U.S. [read post]
1 Feb 2017, 7:35 am
From its Wikipedia page:It was acquired by Jan Wenner in 1985 and is a part of Wenner Media LLC, which also publishes Rolling Stone and Men’s Journal... [read post]
Hedge Fund Adviser’s Cert Petition Cites Federal-State Conflicts on Fiduciary Duty, Seller Liability
15 Sep 2015, 3:01 am
In September 2000, MFA agreed to become an investment adviser to a private hedge fund called Convergent and signed an agreement with Convergent’s General Partner, Emerging Health Capital Partners, LLC (EHCP). [read post]
18 Aug 2020, 7:56 am
Curallux LLC, 2020 WL 4732193, No. 20-cv-02455-PJH (N.D. [read post]
4 Apr 2014, 8:51 am
EPA is awarding $12.7 million in grants to help small drinking and wastewater systems -- those serving fewer than 10,000 people -- and to private well owners. [read post]
9 Mar 2017, 5:53 am
Blue Furniture Solutions, LLC, 2017 WL 876312, NO. [read post]
19 Dec 2017, 6:02 am
Contact Mevorah Law Offices LLC for more information. [read post]
15 Aug 2014, 5:00 am
The Plaintiffs next argue that the Arbitration Bylaw is “contrary to the SEC’s policies underlying federal securities laws,” particularly the anti-waiver provision of Section 29(a) of the Securities Exchange Act, and “frustrates shareholders’ statutory rights to attorneys’ fees and expenses pursuant to the Private Securities Litigation Reform Act of 1995 [], 15 U.S.C. [read post]
18 Feb 2019, 2:26 pm
Mayo Collaborative Servs., LLC are patent-ineligible as they are directed to a Law of Nature. [read post]
