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“Our top priority is protecting our customers and maintaining the trust they place in us every time they make a purchase,” said Warren Steytler, vice president of information security at Lowe’s Companies, Inc. [read post]
“Our top priority is protecting our customers and maintaining the trust they place in us every time they make a purchase,” said Warren Steytler, vice president of information security at Lowe’s Companies, Inc. [read post]
6 May 2024, 9:43 am by Dennis Crouch
The three patents at issue here all relate to secure communication for portable devices using a “tunneling client access point. [read post]
31 Dec 2008, 5:35 am
To download a copy of the District Court's decision, please use this link: WTC Captive Insurance Company, Inc. v. [read post]
8 Sep 2022, 7:00 am by John Jascob
The majority noted that the Ninth Circuit had historically used "such securities" to mean securities offered via a specified registration statement, but found that the nature of Slack's offering could fit within the language of Section 11. [read post]
8 Oct 2019, 4:51 am by John Jascob
UBS Financial Services, Inc. (19-249): Whether the grant of an employee stock option is a “sale” of a security under the Securities Act of 1933.Isaacson/Weaver Family Trust v. [read post]
13 Jul 2018, 6:19 am
National Australia, Section 10(b), Securities enforcement, Securities fraud Investing for Impact Posted by Bhagwan Chowdhry (UCLA), Shaun Davies (University of Colorado, Boulder), Brian Waters (University of Colorado, Boulder), on Thursday, July 12, 2018 Tags: Benefit corporation, Capital formation, Corporate Social Responsibility, ESG, Reputation, Social capital, Sustainability ISS Senate Hearing Statement Posted by… [read post]
7 Aug 2007, 11:03 am
JUNE 6, 2007: NASD FINED CITIGROUP $3 MILLION FOR FAILURE TO SUPERVISE On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
16 Jun 2021, 11:59 am by Christopher Wilson
The decision was issued in an ongoing action between the Keezio Group LLC (Keezio) and The Shrunks’ Family Toy Company Inc. [read post]
11 Oct 2018, 10:58 am by ccollins
He later went on to work at other financial firms, including UBS PaineWebber, Prudential Securities, Wachovia Securities, Citigroup Investment Services, Great Western Financial Securities Corp., and Euro-Atlantic Securities Inc. [read post]
6 Jul 2012, 3:48 pm
The controversies this year involving the IPOs of Facebook (FB) and BATS Global Markets Inc. haven’t helped. [read post]