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23 Dec 2020, 11:21 am
Miller Stern Lawyers – 410-Law-Firm is currently investigating clients of Transamerica and all firms and broker dealers who may be victims of, and suffered damages and losses, due to abuses such as failure to supervise, breach of fiduciary duty, overcharging , and unauthorized trading. [read post]
30 Nov 2012, 10:04 am
Brokers who are recruited to change firms often receive financial incentives that may subtly encorage them to engage in unlawful sales practices, such as churning and unsuitable sales, in order to generate the kind of revenues that made the new firm recruit them in the first place. [read post]
22 Jul 2009, 1:11 pm
A big-firm partner foresees a future that may not contain big firms as we know them. [read post]
17 Jan 2008, 6:22 am
Depending on whether the securities firm has cleared out all of its subprime-related detritus and how the markets fare, the firm may have to seek [...] [read post]
24 Aug 2016, 10:09 am
There may be some synergy between our two firms worth exploring. [read post]
20 Feb 2011, 12:55 am
As this matter shows, even if the firm survives the motion, the putative former client may still bring a claim against the firm. [read post]
30 Sep 2010, 5:56 am
on what if any conflicts may arise when a firm represents a client who is bidding in a single-winner auction and the firm either (a) concurrently is representing another client who is also bidder but using a different law firm on its bid; or (b) previously represented a competing bidder on similar (i.e., substantially related) bids in other auctions? [read post]
10 May 2012, 11:19 am
The White Law Group is currently investigating the liability that brokerage firms may have for recommending complicated and high risk ETF’s like TVIX. [read post]
15 Mar 2009, 11:52 am
Some in-house lawyers prevent partners from law firms having direct contact with senior executives, partly from a fear of being upstaged and supplanted. [read post]
20 May 2011, 5:17 am
Questions over award to Harper’s journalist Scott Horton [Stimson, Heritage "Foundry", my '08 take] “Nightmare scenario for higher education”: copyright case against Georgia State seeks sweeping injunction [Duke University Libraries] “Vast wasteland” broadcast regulator: “Glenn Garvin scales and guts Newton Minow” [Miami Herald via @jackshafer] Teacher in suburban DC still devastated by false abuse charges [WaPo, Lanny Davis, David… [read post]
30 Dec 2020, 1:54 pm
Enlarge / Just some of the iDevice types that Corellium didn't break one law—but may still have broken another—by emulating. [read post]
12 Oct 2018, 3:28 am
Depending on the circumstances, certain poor practices may be sufficient to breach applicable rules; and the example responsibilities maps are provided as examples of how these documents could be constructed based on fictitious firms. [read post]
8 Mar 2012, 7:16 am
Two interesting stories to share today: King & Wood and Mallesons iron out confidentiality issues ahead of merger "King & Wood and Mallesons have addressed perceived client confidentiality issues ahead of their 1 March merger by pledging to keep the Chinese partnership out of the firm’s network system... a number of Mallesons partners were uneasy about sharing systems across the merged firm because under Chinese law lawyers in domestic firms are… [read post]
5 May 2009, 7:37 am
Pomerantz, a 1924 graduate of Brooklyn Law School and the founding partner of the Pomerantz firm. [read post]
2 Apr 2009, 6:21 am
Without any effort on your part, you have learned of a skill set that may help you. [read post]
21 May 2021, 10:57 am
FOR IMMEDIATE RELEASE Ketchel Law May 21st, 2021 New Brand Reflects Growth and Success of Pittsburgh, PA Law Firm Pittsburgh, PA, May 21st, 2021. [read post]
2 Jun 2015, 4:48 pm
On May 28, 2015, the Financial Industry Regulatory Authority (“FINRA”) released its second proposed rule designed to help investors understand what financial incentives their broker may have to transition between member firms and how those transitions could affect the customer’s investments. [read post]
26 Jul 2018, 9:56 am
Recently, a state appellate court issued an opinion in a personal injury case discussing what the court called the “sudden emergency doctrine,” explaining how it may be applied to excuse what may otherwise be considered negligent behavior. [read post]
22 Nov 2010, 6:42 am
(The partner is no longer affiliated with the firm, as of a week ago.) [read post]
21 Sep 2011, 12:49 pm
Most of all, it’s worrisome for clients, whose own interests may take a backseat to the lawyers’ search for additional capital. [read post]
