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5 Aug 2021, 2:23 pm by Cynthia Marcotte Stamer
  A former lead advisor to the Government of Bolivia on its pension  project, Ms. [read post]
15 May 2020, 2:47 pm by Alan Rosca
TCA would cause the Master Fund to recognize these investment banking fees as revenue at the time the agreement was signed, even though these companies lacked the financial wherewithal to pay these fees unless Master Fund was successful in obtaining financing for the company, which rarely occurred, and Master Fund had provided few, if any, services to the company at the time the agreement was signed. [read post]
Current Exemptions Under AB-5 Existing exemptions under AB-5 include persons who meet certain criteria and provide services under specific circumstances, including the following: Doctors, including physicians, surgeons, dentists, podiatrists, veterinarians, and psychologists; Licensed professionals, including lawyers, architects, engineers, hairstylists, barbers, estheticians, electrologists, and manicurists; Financial services professionals, including insurance brokers,… [read post]
1 Aug 2012, 4:25 am by Broc Romanek
For example, companies that provide technology services, energy services, consulting services or financial services to New York State could be impacted. [read post]
25 May 2022, 2:15 am by Ehsan Ghavidel
Contents Introduction The decision has been labelled as a watershed decision in Australia – a ‘first of its kind’ case that puts financial services firms, and more broadly, corporate Australia, on notice that failures to adequately understand and manage cybersecurity and cyber resilience risks will no longer be tolerated by Australia’s regulatory agencies. [read post]
11 Jan 2024, 7:00 am by Patricia Klusmeyer
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
22 Sep 2015, 8:29 pm by WOLFGANG DEMINO
Supreme Court Justices continue to dismantle the Texas Whistleblower Act  Comment on Office of the Attorney General v Ginger Weatherspoon, No. 14-0582 (Tex. [read post]
22 Sep 2015, 8:29 pm by Wolfgang Demino
Supreme Court Justices continue to dismantle the Texas Whistleblower Act Comment on Office of the Attorney General v Ginger Weatherspoon, No. 14-0582 (Tex. [read post]
15 Oct 2010, 3:30 pm
As a former advisor for the Private Client Group of Morgan Stanley, the lawyer at Traywick Law Offices, LLC can analyze your mortgage note and determine how best to resolve your financial problems. [read post]
11 Feb 2020, 3:00 am by John Jenkins
While high non-audit fees exclusively are not a red flag, they can serve as an indicator for investors and other users of financial statements to review what factors are contributing to the fees in each disclosed fee category and potentially look closer at services that have been characterized as non-audit work. [read post]
15 Oct 2010, 3:30 pm
As a former advisor for the Private Client Group of Morgan Stanley, the lawyer at Traywick Law Offices, LLC can analyze your mortgage note and determine how best to resolve your financial problems. [read post]
26 May 2016, 12:17 pm by Giles Peaker
An understanding of the legal and financial issues that council homeowners may face. [read post]
12 Oct 2009, 10:00 am by Richard A. Rogan
When a borrower gets into financial problems, most banks transfer the credit into the workout department, often known as Special Assets or Loan Adjustment. [read post]
20 Mar 2013, 8:47 pm by Dan Harris
Just do it the way we have always required because we want to determine in advance that the parent company has the financial wherewithal to fund the operations of the WFOE. [read post]
27 Oct 2009, 7:45 am by Broc Romanek
The Baker case arose out of Goldman's service as a financial advisor to Dragon Systems, Inc. in connection with its ill-fated sale to Lernout & Hauspie Speech Products, a Nasdaq-listed Belgian company that collapsed in the aftermath of an accounting scandal that surfaced shortly after the deal was completed. [read post]
10 Nov 2009, 7:01 am by Richard A. Rogan
Without a legal hold process or proper enforcement a company can be vulnerable to legal or financial sanctions. [read post]
26 Feb 2009, 7:00 am
Department of State Anna Mary Coburn, Attorney-Advisor, U.S. [read post]
5 Aug 2015, 2:06 am by Charlotte Bamford, Olswang LLP
The statements highlight the duty of appellants – and their advisors – to properly put forward their case and to set out all of their desired remedies. [read post]
8 Feb 2017, 11:07 am by Jordan Brunner
” Trump has continually accused other countries in the NATO alliance of shirking their financial responsibilities. [read post]