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Dodgers owners illustrate unique challenges of Los Angeles divorce cases involving family businesses
17 Jul 2010, 6:18 am
Frank McCourt should be prevented from borrowing additional money against the team while the divorce is pending. [read post]
Dodgers owners illustrate unique challenges of Los Angeles divorce cases involving family businesses
17 Jul 2010, 6:18 am
Frank McCourt should be prevented from borrowing additional money against the team while the divorce is pending. [read post]
Corporate Secretaries Society Urges Gradual Phase-In of SEC Conflict Minerals Disclosure Regulations
24 Aug 2011, 3:28 pm
This would relieve companies of the undue burden of tracing minerals potentially sourced many years prior to the effective date of the Dodd-Frank Act. [read post]
15 Aug 2011, 9:12 am
By Peter Menard The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) became law on July 21, 2010. [read post]
21 May 2019, 9:30 am
Although no one is expected to be a mind reader, common sense should prevail, Frank says. [read post]
21 Oct 2014, 3:51 am
This convergence of forces may well make for a dandy of a sleeper in Dodd-Frank, years after it was enacted! [read post]
10 Dec 2010, 6:10 pm
With the SEC readying rule proposals to implement Section 1504 of the Dodd-Frank Act, Senator Ben Cardin, a co-author of the provision, gave the Commission further context behind the provision in an effort to inform the rulemaking process. [read post]
22 Jun 2012, 4:32 pm
Frank Grady was indicted for two counts of third degree sodomy upon a victim identified as J.P; three counts of third degree sodomy upon a victim identified as C.V.; and one count of second degree sexual abuse against a victim identified as L.G. [read post]
GAO Report on Federal Regulatory Process Sees Key Role for FSOC, Notes SEC-CFTC Coordination Efforts
11 Nov 2011, 4:54 pm
The GAO said that the focus of the review is limited to the financial regulations promulgated pursuant to the Dodd-Frank Act that were effective as of July 21, 2011. [read post]
17 Nov 2017, 9:14 pm
Behnam argued that it is critical for the CFTC to continue supporting key Dodd-Frank reforms in a manner that is both reflective and forward looking. [read post]
17 Jan 2019, 7:10 am
His observations include the following:Internal compliance processes are even more important in post-Dodd-Frank world. [read post]
26 Jul 2010, 11:36 am
Effective July 22, 2010, Section 939G of the Dodd-Frank Act provides that Securities Act Rule 436(g) will have no force or effect, which effectively removes the ``expert’’ exemption for credit ratings included in a registration statement, As a result, disclosure of a rating in a registration statement requires inclusion of the consent by the rating agency to be named as an expert. [read post]
4 Aug 2010, 3:21 pm
A one-year transition period will be in effect for these new regulations.The SEC’s oversight of credit rating agencies would also expand considerably under the Dodd-Frank Act, continued Mr. [read post]
25 May 2011, 11:17 am
The Dodd-Frank Act was designed to encourage employees to report fraud. [read post]
11 May 2012, 9:50 am
In a letter to the US Senate, the Business Roundtable urged Senators to pass two pieces of legislation clarifying derivatives provisions of the Dodd-Frank Act. [read post]
4 Aug 2022, 9:37 am
Court of Appeals for the Second Circuit has implications for whistleblowers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “The Act”). [read post]
15 Oct 2010, 8:34 am
Click here for the full Sullivan & Cromwell Proposed Dodd-Frank Section 943 Rules memo. [read post]
18 Mar 2010, 11:53 am
I've already chronicled some of the intellectual dishonesty of Frank and his colleagues at the Manhattan Institute. [read post]
14 Mar 2012, 7:24 am
Dodd-Frank created broad financial regulatory reform. [read post]
25 Mar 2007, 2:23 pm
So yesterday Coporate Blawg took his wife to see 300, Frank Miller's version of the Battle of Thermopylae, where 300 Spartans... [read post]
