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26 Feb 2016, 2:39 pm by John Jascob
Overall, Massad said he hoped the proposal would garner enough backing to impose a position limits regime, something he said Congress had directed the agency to do via the Dodd-Frank Act.What’s at stake. [read post]
26 Feb 2016, 12:07 pm by Alex R. McQuade, Cody M. Poplin
The Associated Press tells us that “crying kids, screaming parents, and panicked market vendors began running for their lives when an officer warned of the possibility of a second explosion. [read post]
26 Feb 2016, 10:38 am by Sarah Aberg
According to John Roeser, an associate director in the SEC’s trading and markets division, later this year, the staff will recommend the Commission consider the new rule, which is designed to “improve regulatory oversight over algorithmic trading by enhancements of record keeping of broker-dealers. [read post]
26 Feb 2016, 7:41 am
Can it be a referral when there is no direct consumer communication? [read post]
26 Feb 2016, 7:25 am by Brenda Fulmer
There are reports the incidence of adverse events associated with Xarelto are higher than those seen in patients taking Coumadin. [read post]
26 Feb 2016, 1:41 am by Marx Sterbcow
Can it be a referral when there is no direct consumer communication? [read post]
26 Feb 2016, 1:41 am by Marx Sterbcow
Can it be a referral when there is no direct consumer communication? [read post]
24 Feb 2016, 4:33 pm by Kevin LaCroix
I believe, both, the stock market and the insurance market, are driven by emotions. [read post]
23 Feb 2016, 7:36 am by Ken Herzinger
” Askari Foy, Associate Director of the Technology Controls Program in the Office of Compliance Inspections and Examinations, echoed these comments, noting that the Division’s main priority in 2016 will be to ensure that firms have written cyber security policies and procedures in place. [read post]
23 Feb 2016, 6:30 am by Michael B. Stack
The medical provider has close associations with plaintiff counsel. [read post]
22 Feb 2016, 9:30 pm by Brandi Lupo
Food sales at farmers markets and direct-to-consumer retail establishments have increased steeply over the last few years. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
It also provides for direct regulation of the stock exchanges and the participants in the secondary market, such as industry associations, brokers, and stock issuers.4   Perhaps the most enduring aspects of the 1934 Act, aside from the formation of the SEC, are the enhanced protections afforded to investors under sections 10(b) and 10(b)(5), which provide recourse for private investors who believe they have been defrauded. [read post]
21 Feb 2016, 4:28 pm by INFORRM
A Court Order has described Apple’s refusal to comply as a “marketing strategy”. [read post]
19 Feb 2016, 11:57 am by Rebecca Tushnet
  Implied or direct licenses are even possible. [read post]
18 Feb 2016, 9:30 pm by Kim Kirschenbaum
American Trucking Associations (2001) [I]t might be more accurate to say the Commission has attempted to establish a whole new regime of non-regulation, which will make for more or less free-market competition, depending upon whose experts are believed. [read post]
18 Feb 2016, 11:59 am by Rebecca Tushnet
  But history also indicated that the practice of presuming irreparable harm from likely success “was grounded upon the sound principle that the harm associated with trademark infringement is typically irreparable in nature. [read post]
18 Feb 2016, 11:55 am by Eric Goldman
Further, Uber Promotions marshaled anecdotal evidence of actual confusion and explained it was being harmed by all of the negative press being directed towards the other Uber. [read post]
18 Feb 2016, 11:17 am by Kenneth Vercammen Esq. Edison
Begley, Jr. lectures with Kenneth Vercammen for the NJ State Bar Association. [read post]