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10 Feb 2009, 7:54 am
He was fined £850 in July 2006 for conflict of interest and delaying the purchase of a property. [read post]
29 Jan 2019, 5:06 am
Ex-New Jersey Financial Adviser Awaits His Fate in Investor Fraud Trial July deliberations continue in the criminal securities fraud trial of Kimm C. [read post]
1 May 2009, 1:35 pm
A Dutch auction is a competitive bidding process in which the asking price is progressively lowered until there is a bid, meaning that there is pressure for investors to bid as soon as the price is attractive because the first bid wins the auction. [read post]
19 Sep 2009, 4:46 pm
The rest of the conference agenda and other details are below: Preliminary Agenda (as of July, 15, 2009) Friday, September 25th 7:45-8:15 Continental Breakfast (WB 112) 8:15-8:30 Welcome and Introduction (WB 147) David E. [read post]
24 Jul 2023, 11:39 am
This new paper will be legal and ready for use starting on 31 July 2023. [read post]
28 Dec 2016, 6:07 am
In July 2015, on remand, Northern District of Texas Barbara Lynn, applying the Supreme Court’s standards in its second Halliburton decision, certified a class in the case based on one of the six alleged misrepresentations on which the plaintiffs relied, as discussed in detail here. [read post]
25 Jul 2010, 11:04 pm
The USDA’s Economic Research Service, in its July Livestock Outlook reports that beef exports for 2010 will be 2.09 billion pounds, a 12% increase from 2009. [read post]
13 Nov 2011, 4:49 pm
One clearly important factor is the extension in July of 2010 of unemployment insurance to cover workers who have been out of work for 99 weeks instead of having their payments end after 6 months of unemployment. [read post]
10 Mar 2009, 8:00 am
On the first trading day following this announcement, Mamma.com opened at $11.89 (down $1.215 from the June 29, 2004 closing price of $13.105). [read post]
14 May 2015, 6:48 am
FINRA also alleged that between July 18, 2012, and August 31, 2012, Johnson solicited customers to purchase shares of Snap Interactive, Inc. [read post]
29 Jun 2011, 8:01 pm
However, if the USDA pushes the planted acres low enough to surprise the market, July 4th fireworks could come a few days early. [read post]
9 Mar 2011, 2:39 pm
Muoio filed this action in July 2009 seeking to enjon the transaction, a few weeks after it was announced. [read post]
15 Mar 2023, 1:31 am
This may suggest losses for investors as the original purchase price was $10 per share. [read post]
13 Jul 2009, 2:44 pm
But, of course, that doesn’t help those people who agreed to one of these schemes prior to 1 July 2009. [read post]
31 Mar 2020, 3:46 am
It could fix a price that was sufficient to compensate for the costs of the test plus a fair profit for the labs. [read post]
23 Jul 2010, 12:20 pm
Preliminary numbers suggest that closings are down more than 40% over the first weeks of July. [read post]
28 Jun 2009, 10:56 am
• Home prices are currently hovering around 2003 price levels. [read post]
8 May 2019, 8:20 am
., No. 18-107 (filed July 20, 2018). [read post]
12 Mar 2021, 11:01 am
July 2019 – Failure to File Documents with Regulators The Financial Industry Regulatory Authority (FINRA) censured and fined Aegis Capital Corp. [read post]
11 Mar 2008, 12:27 pm
Based on the plaintiffs alleged average retail prices of $6.99, the total amount in controversy was over $9 Million. [read post]
