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28 Jun 2011, 2:50 pm by Chad Bray
Bankruptcy Judge Burton Lifland agreed with Picard’s determination that investors in 16 “feeder funds” to Bernard Madoff’s fraud didn’t qualify as customers under the Securities Investor Protection Act, meaning they won’t be eligible for certain payments of up to $500,000 from the Securities Investor Protection Corp. [read post]
1 Dec 2010, 2:34 am by David Lynn
Relief Extended for Credit Ratings in Asset-Backed Offerings Last week, the Corp Fin Staff issued a new no-action letter to Ford Motor Credit and a related entity, extending the relief originally provided back in July following enactment of Section 939G of the Dodd-Frank Act, which specified that, effective July 22, 2010, Securities Act Rule 436(g) shall have no force or effect. [read post]
7 Sep 2007, 2:10 am
Army Corps of Engineers from Three Members of New Jersey's Congressional DelegationLetter in Response to Recent Reports of Large Amounts of Garbage and Debris Washing up on the Beaches of New Jersey 09/06/2007 Report of the Independent Commission on Security Forces in Iraq (PDF 4.32 MB)Report to Congress Submitted on Sept. 6, 2007 [read post]
3 Aug 2014, 12:22 pm by Dennis Crouch
As suggested by the above discussion, the USPTO patent examination corps is divided into a number of technology centers, and each technology center is sub-divided into one or more art units. [read post]
10 Jun 2010, 10:21 am by Peggy McGuinness
, the Chief of Security of the Drina Corps of the Bosnian Serb Army (VRS) and Ljubiša Beara, Chief of Security in the VRS Main staff were found guilty of genocide, extermination, murder and persecution and sentenced to life imprisonment. [read post]
1 Sep 2010, 6:30 am by Lucas A. Ferrara, Esq.
  At the community level, Citizen Corps enables volunteers to contribute to homeland security efforts by educating, training, and coordinating local activities that help make us safer, better prepared, and more responsive during emergencies. [read post]
8 Apr 2023, 6:30 am
Boxed resulted in the immediate creation of a new brand of securities claims and a potential tsunami of SPAC litigation. [read post]
13 Mar 2009, 2:58 pm
Yusaf Acar, acting Chief Security Officer of the D.C. [read post]
27 Mar 2018, 9:22 am by Andrew Stoltmann
Werbel was previously registered with Cigna Financial Advisors, FSC Securities Corp, LPL Financial, Summit Brokerage Services, and Concorde Investment Services in Chagrin Falls, Ohio from April 2015 until January 2016. [read post]
18 Nov 2008, 9:22 am
“Our view is that Countrywide Financial Corp. made this determination without consulting with a representative group of investors,” said Ralph Daloisio, managing director at Natixis SA, which owns securities backed by Countrywide loans. [read post]
9 Nov 2007, 12:17 am
Scott Meece, global general counsel, senior vide president and secretary of CIBA Vision Corp. [read post]
12 Feb 2009, 1:58 pm
In the Madoff case, Massachusetts Secretary of State William Galvin said Ruth Madoff, 67, withdrew $5.5 million on Nov. 25 and $10 million on Dec. 10 from Cohmad Securities Corp., a New York firm co-owned by her husband. [read post]
27 Nov 2007, 2:50 am
Indeed, the journey of Enron Corp. law firm Vinson & Elkins illustrates the shifting landscape of law firm liability. [read post]
23 Aug 2011, 5:00 am by Doug Cornelius
As alleged in In the Matter of Risk Reward Capital Management Corp., RRC Management LLC, RRC BioFund LP, and James Silverman, Docket No. [read post]
2 Feb 2010, 1:41 pm by Page Perry LLC
Without these protections, we risk letting Wall Street become a Barbary Coast harboring securities pirates. [read post]
22 Sep 2008, 9:36 pm
As part of a security breach, the passport files of Barack Obama, John McCain and Hillary Clinton were illegally accessed. [read post]
14 Jun 2013, 2:21 pm by Cicely Wilson
Co., New York Court of Appeals (6/11/13)Contracts, Insurance, Securities LawIn 2003, the Securities and Exchange Commission (SEC) notified Bear Stearns & Co. and Bear Stearns Securities Corp. of its intention to charge Bear Stearns with violations of federal securities laws. [read post]