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5 Oct 2020, 3:14 pm
The SEC and FINRA have interpreted several of the red flags listed in FINRA Regulatory Notice 19-18 as imposing obligations on clearing firms to surveil customer transactions in penny stocks for compliance with the registration requirements of the ’33 Act and to file SARs where such transactions are suspected of having violated the registration requirements of the ’33 Act. [read post]
5 Oct 2020, 9:00 am
Moreover, the relevant discovery rules are outlined in the Federal Rules of Civil Procedure 26, 33, 34, 37, and 45, and Federal Rule of Evidence 502. [read post]
5 Oct 2020, 6:05 am
In addition, since inception, the SEC has awarded approximately $523 million to 97 individuals in whistleblower awards, with the five largest awards—two at $50 million, and one each at $39 million, $37 million and $33 million—made in the past three and a half years. [read post]
Court Rejects Oppressed Shareholder’s Bid for Dissolution or Buy-Out, Finds Money Damages Sufficient
5 Oct 2020, 5:40 am
Oct. 13, 2000] [dismissing dissolution petition by 33% shareholder who defrauded the corporation out of approximately $1,000,000]. [read post]
4 Oct 2020, 1:30 pm
In a recent decision following a bench trial, a California state court judge held that a D&O insurance policy’s “bump up” exclusion applies to preclude coverage for the settlement of claims by shareholders of the acquired company who claimed they had received inadequate consideration for their acquired shares. [read post]
3 Oct 2020, 7:15 am
(Kaldor Centre, Aug. 2020) [text] Machine-Readable Refugees (London Review of Books Blog, Sept. 2020) [text] Supporting Refugee-led Innovation in Algeria (UNHCR Innovation Service, Sept. 2020) [text] UNHCR Wins €1m Prize for Novel Water Tech in Refugee Camps (UNHCR, Sept. 2020) [text] Journal articles: "Education for Humanity: Higher Education for Refugees in Resource-constrained Environments… [read post]
3 Oct 2020, 4:00 am
Errors occurred in the leave records maintained for 24 of the 33 (73 percent) employees tested. [read post]
3 Oct 2020, 4:00 am
Errors occurred in the leave records maintained for 24 of the 33 (73 percent) employees tested. [read post]
2 Oct 2020, 8:55 pm
These instruments are listed in a table at paragraph 1.2 of Handbook Notice and relate to certain elements of the following quarterly consultations: CP19/27, CP19/33, and CP19/19. [read post]
2 Oct 2020, 4:50 am
¶ 33.) [read post]
2 Oct 2020, 4:43 am
., his Democratic challenger, with just 33 days before the election on Nov. 3. [read post]
1 Oct 2020, 3:31 pm
Seyfarth Synopsis: September 30 was Governor Newsom’s last day to sign or veto bills the Legislature passed by its August 31 deadline. [read post]
1 Oct 2020, 12:01 pm
The district court granted the motion on grounds that A&M was Plaintiff’s borrowing employer and was limited to the Longshore and Harbor Workers’ Compensation Act (LHWCA) as his exclusive remedy pursuant to Section 33(i). [read post]
1 Oct 2020, 12:01 pm
The district court granted the motion on grounds that A&M was Plaintiff’s borrowing employer and was limited to the Longshore and Harbor Workers’ Compensation Act (LHWCA) as his exclusive remedy pursuant to Section 33(i). [read post]
1 Oct 2020, 11:34 am
Original Case Details Michelle York, a 33-year-old woman from Wyandotte was arrested and charged after allegedly pulling a gun on a DoorDash delivery driver and firing at him during a dispute. [read post]
1 Oct 2020, 1:41 am
Ltd. in Class 33 for “sparkling wines, all originating from Chile”.The Opponents raised a myriad of grounds in support of their opposition. [read post]
30 Sep 2020, 6:05 pm
FY 2020 ended with a whimper, with only 33 lawsuits filed during September (unlike the 52 filed in September of FY 2019 and the 84 in FY 2018). [read post]
30 Sep 2020, 4:15 pm
Green Open Access [info] Articles: "Conflict Resolution as Cultural Brokerage: How Refugee Leaders Mediate Disputes in Uganda’s Refugee Settlements," Journal of Refugee Studies, vol. 33, no. 2 (June 2020) - The postprint version of this chapter is currently under embargo [read post]
30 Sep 2020, 11:30 am
The Patent Trial and Appeal Board (PTAB) was steady with 33, one post grant review (PGR), the rest inter partes reviews (IPRs). [read post]
30 Sep 2020, 11:30 am
The Patent Trial and Appeal Board (PTAB) was steady with 33, one post grant review (PGR), the rest inter partes reviews (IPRs). [read post]
