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13 Feb 2009, 2:42 am
The middle of a financial crisis isn't an ideal time for any industry getting tax breaks to be the subject of an unflattering Internal Revenue Service report. [read post]
23 Mar 2023, 8:36 am
The Financial Services and Markets Bill, which was laid in front of Parliament in July 2022 and is expected to be finalised in the coming months, includes the introduction of a new designated activities regime (DAR). [read post]
18 Jul 2019, 8:55 am
On 16 July, the Association for Financial Markets in Europe (AFME) published a briefing highlighting the risks that remain for the financial services sector in the event of a no-deal Brexit. [read post]
21 Jul 2014, 4:29 pm
“House Financial Services Committee Chairman Jeb Hensarling (R-TX) and Oversight and Investigations Subcommittee Chairman Patrick McHenry (R-NC) today released a committee staff report [prepared by the Republican Staff of the Committee on Financial Services] that concludes the Dodd-Frank Act did not end “too big to fail” as the law’s supporters claim, but actually had the opposite effect of further entrenching “too big to fail”… [read post]
7 Oct 2009, 9:21 am
Kanjorski, Chairman of the House Financial Services Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises released discussion drafts of three pieces of legislation aimed at reforming needed areas in the U.S. financial services industry. [read post]
17 Mar 2022, 5:01 am
Failure to register is a felony punishable by up to five years’ imprisonment or a $250,000 fine and can result in ineligibility for state-funded student financial aid, most federal employment, some state employment, a security clearance and U.S. citizenship (for noncitizens). [read post]
28 May 2023, 7:07 am
From financial relief to increased motivation for attorneys, let’s explore the advantages of this fee structure. [read post]
17 Oct 2014, 4:21 pm
“The Financial Stability Board (FSB) is launching today a public consultation on guidance for the identification of the critical functions and critical shared services for systemically important insurers. [read post]
14 Mar 2012, 10:47 am
Riverview Law is the brainchild of LawVest, which has financial backing from global law firm DLA Piper and intends to become an alternative business structure (ABS). [read post]
14 Oct 2006, 7:52 pm
A lot if Vanguard's experience with providing on-line financial plans for individual investors is a guide. [read post]
5 Jul 2021, 6:36 am
The federal Consumer Financial Protection Bureau (CFPB) recently issued its final rule entitled “Protections for Borrowers Affected by the COVID-19 Emergency Under the Real Estate Settlement Procedures Act (RESPA), Regulation X. [read post]
23 Mar 2021, 8:55 pm
On 19 March 2021, the Financial Action Task Force (FATF) issued a public consultation on proposed revisions to its 2019 guidance on the risk-based approach to virtual assets (VAs) and virtual asset service providers (VASPs). [read post]
7 Sep 2023, 10:25 am
Inc.NEXT Financial Group Inc.Western International Securities Inc.SCF Securities Inc.CUSO Financial Services L.P.Sorrento Pacific Financial LLC. [read post]
11 Apr 2011, 10:50 am
The attorneys at Eccleston Law are actively seeking investors who have suffered losses in Lehman Principal Protected Notes sold by UBS Financial Services, Inc. [read post]
17 Nov 2009, 11:26 am
The difference seems to be in the compensation structure and the services offered. [read post]
13 Dec 2018, 7:00 am
The Financial Wellness Service Is Great! [read post]
28 Jul 2020, 1:11 pm
Financial services providers (FSPs) registered under the Financial Advisory and Intermediary Services Act 2002 fall within the ambit of ‘accountable institutions’ under the Financial Intelligence Centre Act 2001. [read post]
22 Mar 2005, 8:18 am
Interestingly, the Court explicitly referred to the Financial Ministry guidelines mentioned above. [read post]
23 Sep 2015, 1:26 pm
Top executives at Penson Financial Service are facing charges filed by the Securities and Exchange Commission (SEC). [read post]
17 Apr 2023, 12:46 pm
Furthermore, unless an exception applies, any foreign financial institution that knowingly facilitates a significant transaction for any of the individuals or entities designated today could be subject to U.S. sanctio OFAC is designating the following entities pursuant to section 1(a)(iii)(A) of E.O. 13846 for having materially assisted, sponsored, or provided financial, material, or technological support for, or goods or services to or in support of, Persian Gulf… [read post]
