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31 Dec 2015, 12:09 pm
“This case is going to be watched carefully by everyone who does dispute arbitration,” Peiffer says.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
31 Dec 2015, 6:03 am by SHG
There is an industry of cop experts who will use whatever tools they can to explain why no cop shooting is unjustified, and McGinty took advantage of this. [read post]
28 Dec 2015, 2:51 am by Ben
 Grammy winner John Legend was one of many in the creative industries concerned that the  verdict could set a worying precedent for artists creating music inspired by others. [read post]
17 Dec 2015, 1:59 pm by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) recently awarded an elderly investor more than $1 million in an arbitration claim. [read post]
16 Dec 2015, 9:26 am by Robert B. Milligan
Protecting Confidential Information and Client Relationships in the Financial Services Industry The second installment, led by Scott Humphrey, Jason Stiehl and James Yu, focused on trade secret and client relationship considerations in the banking and finance industry, with a particular focus on a firm’s relationship with its FINRA members. [read post]
22 Nov 2015, 1:35 pm by Adam Weinstein
Presently, Bolton is associated with Sandlapper Securities, LLC out of the firm’s Greenville, South Carolina branch office location. [read post]
18 Oct 2015, 12:15 pm by Ron Friedmann
Big Data and AI may or may not solve a problem or create competitive advantage. [read post]
18 Oct 2015, 5:29 am by SHG
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
14 Oct 2015, 2:09 pm by Lax & Neville LLP
On October 13, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Santander Securities LLC (“Santander Securities”) has to pay approximately $6.4 million in fines for supervisory related violations surrounding the sale of Puerto Rican Municipal Bonds (“PRMBs”) to Puerto Rican customers. [read post]
1 Oct 2015, 10:06 am by Ben
In a marketplace that values innovation, it’s ironic that it’s the legacy technologies enjoying government-granted economic benefits and competitive advantage” and "while the music industry has embraced new technology and business models, the beneficiaries of this broken system cling to this antiquated law that was enacted at the turn of the century, well before the modern Internet and today’s most advanced (and unimagined) technologies". [read post]
14 Sep 2015, 11:10 pm
That this employer, Advantage Sales & Marketing LLC, would do this, is beyond embarassing to them: It is shameful that someone who has a legitimate medical ailment, and who has been given a legitimate medical prescription for treating that ailment, should lose her job, effectively branded as a "drug use violator. [read post]