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24 Jul 2019, 12:01 pm by admin
Bowen was registered with Allegis Investment Services, LLC in Idaho Falls, Idaho from February 28, 2014 until May 30, 2018, FINRA notes. [read post]
17 Jul 2019, 5:32 pm
BP West Coast Products, LLC—against BP West Coast Products on behalf of over two million consumers who were overcharged on their debit cards when buying BP gasoline. [read post]
14 Jul 2019, 4:56 pm by INFORRM
The Press Gazette had a piece “Evening Standard and independent owner applies for judicial review against Saudi investments probe”. [read post]
3 Jul 2019, 1:29 pm by admin
The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. [read post]
3 Jul 2019, 10:00 am by Site Admin
It’s interesting, because over the last, I don’t know, hundred years ‑‑ even less than that ‑‑ we’ve had so many technological advancements to the masses, including the computer, the Internet, smartphone, and these developments have changed the way that we live our lives and the way that we conduct business. [read post]
1 Jul 2019, 1:24 pm by admin
LaGuardia, Jr. a Lavallette, New Jersey resident, allegedly controlled the investment adviser, L-R Managers, LLC, and allegedly misappropriated investor money from private funds advised by L-R Managers and from subscriptions intended to be invested in one of the funds, according to an SEC Report under review by investor rights attorney Alan Rosca. [read post]
28 Jun 2019, 11:31 am by admin
Siegel was registered with National Securities Corporation in Edison, New Jersey from April 21, 2014 to May 13, 2016, and with Concorde Investment Services, LLC in Parsippany, New Jersey from September 19, 2013 until April 22, 2014, according to Michael Siegel’s FINRA BrokerCheck Report. [read post]
26 Jun 2019, 1:06 pm by Astarita
"I am appreciative of each of the women and men who have committed to advancing the SEC’s mission alongside me, my fellow Commissioners, and our 4,500 talented colleagues,” said Chairman Jay Clayton. [read post]
24 Jun 2019, 3:28 am by Peter Mahler
The Post-Closing Breakdown As far as I can tell from the court’s opinion, in advance of the sale’s closing the Hanley siblings did not negotiate much less reach agreement as to the winding up of the corporation and the affiliated LLC, or as to the disposition of the sale proceeds. [read post]
23 Jun 2019, 7:34 am by Rob Robinson
(Chart 2) Q2 2019 investment pulse rate appears the second highest Q2 investment pulse rate in the last five years. [read post]
22 Jun 2019, 2:53 pm by Gene Takagi
The issue becomes more difficult if a nonprofit invests all of its investment funds in a single for-profit business whose activities may be considered related to advancing the nonprofit’s mission. [read post]