Search for: "Annuity Fund"
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10 Jul 2019, 4:52 am
Conwell made $221,900 in commissions from the sales and allegedly misappropriated about $161,500 from about 16 investors, using the funds to cover his own expenses. [read post]
4 Jul 2019, 10:00 pm
When there's a substantial settlement, the judge may require the proceeds to be held in a trust fund or secured annuity to be distributed at various times during your child’s life.How the Law Offices of Mark C. [read post]
3 Jul 2019, 1:10 pm
Instead, he and the others allegedly misappropriated the funds. [read post]
26 Jun 2019, 2:50 pm
“As alleged in the complaint, Sugarman played a crucial role in obtaining control of advisory client funds so they could siphon off those funds for their own personal benefit. [read post]
26 Jun 2019, 9:54 am
This cash can be used to invest in other financial instruments such as stocks, bond, mutual funds, annuities, etc. [read post]
24 Jun 2019, 1:21 pm
In today’s episode, Victor tackles the question, “Are my financial advisors working in my best interest? [read post]
19 Jun 2019, 6:00 am
Teachers Insurance and Annuity Association of America f/k/a Teachers Insurance and Annuity Association-College Retirement Equities Fund, C. [read post]
14 Jun 2019, 12:08 pm
Instead, Vaccarelli put investors’ money into his own business and personal accounts, commingling their funds with his, and used the money to help cover his own mortgage and other personal expenses, as well as certain business costs. [read post]
13 Jun 2019, 9:20 am
Were the pension plan a mere custodian of funds as one might conclude with the deferred compensation plan, (which appears to be a define contribution plan) this argument might glide by easily. [read post]
13 Jun 2019, 9:20 am
Were the pension plan a mere custodian of funds as one might conclude with the deferred compensation plan, (which appears to be a define contribution plan) this argument might glide by easily. [read post]
11 Jun 2019, 11:57 am
LPL fired Nelson early last year after finding that he misrepresented customer financial information related to annuity sales. [read post]
10 Jun 2019, 5:05 am
According to the SEC, Kitts allegedly stole $3,000,000 from her clients by purportedly forging their signatures on withdrawal requests from variable annuities, forging signatures to wire funds from client brokerage accounts, and misleading clients into withdrawing funds to make fake tax payments. [read post]
9 Jun 2019, 2:59 pm
According to court, the trust beneficiary owed $91,780 in unpaid child support, and his trust contained approximately $141,997 (plus monthly annuity payments of $3,035 for the rest of the beneficiary’s life). [read post]
4 Jun 2019, 2:00 am
” Derisking is the reduction of pension liabilities through transfer of pension obligations to an insurer, annuity sales, lump-sum payouts, or some combination of those alternatives. [read post]
3 Jun 2019, 11:11 am
A 2002 customer complaint accused Bourgeois, at the time an FBT Investments broker, of making an unsuitable variable annuity (VA) recommendation and neglecting to disclose the risks involved. [read post]
30 May 2019, 6:49 am
Essentially a life insurance contract which becomes a MEC is treated like a non qualified annuity by the IRS for taxation purposes prior to the insured persons passing. [read post]
24 May 2019, 10:07 am
While you were off changing the industry, you may have missed these important developments: Virtual insurance claims services company, Snapsheet, raises 29 million in Series E funding. [read post]
23 May 2019, 6:39 am
Investors alleged that Wadsworth and other brokers “overconcentrated [their] retirement portfolios in illiquid alternative investments in annuities and private placements,” such as UDF IV. [read post]
22 May 2019, 9:04 am
Some firms go as far as to create methods to verify the source of funds for variable annuity transactions. [read post]
21 May 2019, 9:46 am
Like other trusts, a charitable trust is a legal entity funded be your assets, overseen by a trustee, which avoids probate and comes with several clear tax benefits. [read post]
