Search for: "Associated Asset Management LLC" Results 541 - 560 of 1,243
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15 May 2018, 5:37 am by Colby Pastre
Key Findings State tax reform is a difficult process, but states like Utah, Indiana, and North Carolina, and the District of Columbia, illustrate that reform can be successful when it happens in a diligent and thoughtful way. [read post]
11 May 2018, 7:22 am by admin
But in truth, Lincoln’s reported assets were a product of deceptive accounting practices. [read post]
16 Apr 2018, 4:48 pm by Kevin LaCroix
., (Centra) a purported financial services start-up, with orchestrating a fraudulent initial coin offering (ICO), a term that is meant to describe the offer and sale of digital assets issued and distributed on a blockchain, that raised more than $32 million from thousands of investors. [read post]
6 Apr 2018, 10:37 am by Lorene Park
Fox News Network LLC). $350K awarded to sergeant transferred 180 miles away after reporting sexual harassment. [read post]
4 Apr 2018, 11:28 am by CFM Admin
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
2 Apr 2018, 5:00 am by John Jascob
Cboe’s letter was in response to a letter dated January 18, 2018 from Dahlia Blass, the director of the SEC’s Division of Investment Management, to the Investment Company Institute and the Securities Industry and Financial Markets Association. [read post]
16 Mar 2018, 2:00 pm by Neoshia Roemer
Areas of expertise required are: Real Estate Development Planning, Financial Projections, Debt/Equity Projections, Grant Procurement, Securing of Investors/Lenders, Construction Monitoring, and Compliance and Asset Management. [read post]
13 Mar 2018, 1:55 pm by Daily Record Staff
Murray has been named an investment management associate with Berman McAleer LLC, an independent firm offering advisory and wealth management services. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
  With respect to the mere possibility of a cyber-attack, the 2011 SEC CF Guidance noted that companies should also “consider the probability of cyber incidents occurring and the quantitative and qualitative magnitude of those risks, including the potential costs and other consequences resulting from misappropriation of assets or sensitive information, corruption of data or operational disruption. [read post]
26 Feb 2018, 5:49 pm by Joel A. Webber
Anyone who’s consulted a lawyer about forming a business has heard this speech: If a creditor comes after you for business activities that you’ve conducted through your corporation or LLC — that creditor can reach only the corporation’s or the LLC’s assets — not assets that you own as an individual. [read post]
21 Feb 2018, 10:42 am by Renae Lloyd
An ETF holds assets such as stocks, commodities, or bonds, and trades close to its net asset value over the course of the trading day. [read post]
19 Feb 2018, 7:00 am by Alexander J. Davie
Fund managers typically charge a management fee based on a set percentage of the value of the fund’s assets. [read post]