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8 Dec 2015, 3:29 am by Broc Romanek
Participate in this anonymous poll to give your 10 cents about how you might break the SEC’s site: surveys & polls – Broc Romanek [read post]
4 Dec 2015, 3:35 am by Broc Romanek
Here’s the Evening Standard interview that allegedly violates the quiet period… Cybersecurity: Impacting Creditworthiness It shouldn’t be a surprise that cybersecurity issues is growing as a factor when analyzing a company’s creditworthiness, as this Moody’s report highlights…also see this excellent blog by Doug Greene about lagging board oversight of cybersecurity… – Broc Romanek [read post]
3 Dec 2015, 3:37 pm by Kevin LaCroix
But in that inestimable way that Congress manages to do things, the transportation bill contains so many provisions affecting public company financing and reporting that Broc Romanek of TheCorporateCounsel.net blog described the provisions collectively as “JOBS Act 2.0. [read post]
25 Nov 2015, 4:02 am by Broc Romanek
I’m going to be listening to the one-man band of Zach Deputy… – Broc Romanek [read post]
23 Nov 2015, 3:44 am by Broc Romanek
It’s fascinating – and certainly should give one pause when thinking about whether a CEO who already makes $5 million per year needs another raise… By the way, here’s a recent documentary about conflict minerals… – Broc Romanek [read post]
20 Nov 2015, 3:00 am by Broc Romanek
The highlights include: – 4000 whistleblower during the 2015 fiscal year, an increase of 30% over 2012 – Paid more than $54 million to 22 whistleblowers since 2011 – Paid $37 million in 2015 fiscal year alone – Nearly 50% of award recipients were current/former employees (of which 80% relayed their concerns internally before reporting to the SEC) – 20% of award winners submitted their information anonymously to the SEC through counsel – 20% of the awards were… [read post]
16 Nov 2015, 3:21 am by Broc Romanek
Check it out and then participate in the anonymous poll below: Poll: Dave & Marty’s “Pay Ratio Puppet Show” I find Dave & Marty’s pay ratio puppet show to be… free polls – Broc Romanek [read post]
9 Nov 2015, 3:55 am by Broc Romanek
The EU will require extended audit reports for 2017 annual reports for calendar year companies… – Broc Romanek [read post]
6 Nov 2015, 3:19 am by Broc Romanek
I: Classical Theory Brooks Pierce’s David Smyth uses cartoons to teach classical insider trading theory: – by Broc Romanek [read post]