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25 Oct 2023, 4:29 pm by Angelo A. Paparelli
To be sure, the purpose of the IFR is to seek to comply with a 2021 Supreme Court decision, United States v. [read post]
24 Oct 2023, 9:01 pm by renholding
Our ongoing off-channel communications sweep to ensure that regulated entities, including broker-dealers and investment advisers, comply with their recordkeeping requirements is a good example. [read post]
24 Oct 2023, 11:15 am by Joshua Weisenfeld
” The Federal Circuit further noted that “[w]hile it is a petitioner’s burden to show … that any proposed substitute claims are unpatentable … it is Sisvel’s burden … to show that the proposed amendment complies with the relevant regulatory and statutory requirements. [read post]
23 Oct 2023, 6:16 pm by Jeanne Huang
If interpretation of a statute’s extraterritorial scope controls the choice of law, then how do contracting parties ensure their selection of law prevails and that they are complying? [read post]
23 Oct 2023, 11:54 am by Chris Sutton
In a case with significant consequences for gig economy workers and businesses in the Commonwealth, the Virginia Court of Appeals ruled recently that Amazon Logistics, Inc. [read post]
22 Oct 2023, 11:03 pm by centerforartlaw
Under the UCC, as a general rule, all types of goods held on consignment (not just art) are subject to claims of the consignee-dealer’s creditors while in the consignee’s possession unless the consignor has complied with the UCC’s requirements of publicly filing a notice stating that the consignor holds a security interest in the consigned work of art. [read post]
22 Oct 2023, 9:01 pm by renholding
The Second Circuit allowed the investor lawsuit against MIC to proceed based on this failure to comply with Item 303. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
Additionally, two of the firms also failed to comply with record-keeping rules which required their firms to keep a copy of every advertisement disseminated. [read post]
16 Oct 2023, 7:08 am by The White Law Group
” Brokerage firms are required to supervise their brokers to ensure that they are complying with FINRA rules. [read post]
12 Oct 2023, 4:29 pm by News Desk
  On February 16, 2023, the FDA issued a Warning Letter to Gary Tashjian, Owner of Arrow Reliance Inc., citing evidence of Salmonella contamination in the company’s finished products, the use of a non-permitted food additive (peroxyacetic acid) as a pathogen mitigation step, and Tashjian’s refusal to comply with federal requirements that it register with the FDA as a food facility. [read post]