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18 Jun 2015, 2:47 pm
It is not clear in the Bill if that means that the entity in which EB-5 investors invest their funds must have direct employees (i.e. [read post]
18 Jun 2015, 2:47 pm
It is not clear in the Bill if that means that the entity in which EB-5 investors invest their funds must have direct employees (i.e. [read post]
18 Jun 2015, 2:47 pm
It is not clear in the Bill if that means that the entity in which EB-5 investors invest their funds must have direct employees (i.e. [read post]
4 Nov 2013, 5:18 am
According to FINRA, Hotton converted funds from his customers by using his control over the bank accounts of various corporate entities to divert funds that his customers believed were being invested in legitimate businesses. [read post]
17 Feb 2017, 1:28 pm
The manager of each EB-5 investment fund is the primary party responsible for monitoring the EB-5 fund’s investment in the EB-5 project. [read post]
23 May 2014, 5:05 am
The Arizona Corporation Commission eventually also alleged that Hampton and HCM engaged in fraud by falsely telling investors that their investments had been profitable when the fund had actually lost the investor’s funds. [read post]
3 Jul 2009, 1:40 pm
Merrill, failure to provide the investing public with prospectuses and other offering documents deprives customers of valuable data that they need to make "informed investment decisions. [read post]
14 Jun 2011, 5:00 am
The prospectuses for several Janus funds represented that the funds were not suitable for market timing and could be read that Janus Capital Management LLC, the mutual fund’s investment adviser, would implement policies to curb market timing. [read post]
6 Feb 2024, 1:36 pm
Dodd also represents investors, including venture capital funds and other private investors, with their investments in their portfolio companies. [read post]
10 Feb 2019, 8:27 am
Weiss is Chief Investment Officer and Managing Partner at Short Hills Capital Partners LLC. [read post]
17 Aug 2020, 4:36 am
Each accused the other of various breaches of fiduciary duty including use of company funds for non-business purposes. [read post]
26 Jan 2016, 7:10 am
Posted by Ira Kay, Pay Governance LLC, on Tuesday, January 26, 2016 Editor's Note: Ira Kay is a Managing Partner at Pay Governance LLC. [read post]
10 Aug 2018, 6:11 am
of the Berle-Means Corporation Posted by Brian Cheffins (University of Cambridge), on Monday, August 6, 2018 Tags: Blockholders, Boards of Directors, Corporate forms, Entrenchment, Index funds, Institutional Investors, Ownership structure, Shareholder activism JOBS Act 3.0 Posted by Glenn Pollner, Elizabeth Ising, and Thurston Hamlette, Gibson, Dunn & Crutcher LLP, on Monday, August 6, 2018 Tags: Capital… [read post]
27 Dec 2023, 2:02 pm
Goff and the others allegedly misled investors about the profitability of the investment funds, claiming guaranteed profits from a high-yield foreign currency (Forex) trading program operated by the funds, namely POD Solutions, LLC and Edger Solutions, LLC . [read post]
16 Apr 2015, 5:45 am
The exemption is also prohibited for blind pool and blank check offerings, investment companies, hedge funds, commodity pools, and oil, gas or mining exploration industries.Restrictions. [read post]
13 Oct 2010, 6:00 am
To date, sixteen firms have endorsed the Code: investment firms The Carlyle Group, Riverstone Holdings LLC, Pacific Corporate Group Holdings, LLC, HM Capital Partners I, Levine Leichtman Capital Partners, Access Capital Partners, Falconhead Capital, Markstone Capital Group, Ares, Freeman Spogli, Quadrangle, and GKM; placement agent Wetherly Capital Group; political consulting firm Global Strategy Group; lobbying firm Platinum Advisors; and law firm Manatt Phelps… [read post]
7 Dec 2011, 5:45 am
Michael Balboa and Gilles De Charsonville These two were nabbed for overvaluing the reported returns and net asset value of the Millennium Global Emerging Credit Fund, organized to invest in sovereign and corporate debt instruments from emerging markets. [read post]
3 Apr 2018, 6:39 am
More recently, elected officials have made demands that investment funds use their financial clout to pressure firearms companies to take steps to reduce gun violence. [read post]
22 Aug 2007, 8:42 am
Of the two, entrepreneurs focus primarily on choice of entity–LLC, Corporation, etc. [read post]
5 Jun 2024, 12:15 am
Thus, entities such as banks, investment companies, certain pooled investment funds and the like would be subject to California's disclosure requirements but exempted under the CTA. [read post]
