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15 Aug 2014, 3:07 pm
Markups are common in the financial services industry, but to be appropriate, they must not be excessive and must be appropriately disclosed to the customer. [read post]
28 Mar 2024, 7:00 am
After proceedings before an administrative law judge, the Public Service Commission held: SmartEnergy’s postcards had misled consumers into believing that SmartEnergy was affiliated with their current energy company Neither the postcards nor the customer service representative scripts adequately disclosed the terms of the discounts being promised SmartEnergy had engaged in deceptive conduct when consumers attempted to cancel their services The… [read post]
8 Nov 2022, 8:11 am
Transferred consumers who called the general customer service number to the special number, causing double wait times and/or dropped calls. [read post]
8 Apr 2016, 4:00 am
There has been a revolution in how software is delivered to customers. [read post]
8 Mar 2018, 7:21 am
(FINRA Case #2016050260001) Summit Brokerage Services, Inc. [read post]
30 Jan 2023, 8:11 am
He also allegedly withheld a customer’s statements without written instructions from the customer. [read post]
11 May 2022, 11:15 am
UBS Financial Services is suing former financial adviser Robert Turner of Waco, Texas for alleged misappropriation of over $17 million from at least 23 customers over a 24-year period. [read post]
5 Oct 2015, 10:13 am
The accommodation and food services sector includes establishments primarily engaged in providing customers with lodging and/or preparing meals, snacks and beverages for immediate consumption. [read post]
24 Apr 2016, 12:00 pm
Whether Automation’s customers wanted only white workers, only Latinos, only men, or only young people, theThe post Automation Personnel Services, Inc. [read post]
4 Nov 2020, 9:09 am
For businesses of every stripe, advertising through Google has long been an excellent method of attracting new customers and clients, but recently the Internet giant has rolled out an even more useful tool for owners: Local Service Ads. [read post]
2 Aug 2018, 12:55 pm
From April 2008 to May 2017, Stucker was registered with UBS Financial Services Inc. [read post]
9 May 2017, 3:03 am
In other news of governments’ war on financial privacy, the Internal Revenue Service has demanded transaction and customer records for U.S. customers of Bitcoin exchange Coinbase [Jacob Gershman, WSJ] Tags: banks, privacy “Know-your-customer” meets the trafficking panic is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
4 Jun 2009, 6:38 am
"My primary problem is prices, prices, prices and customer service," he said. [read post]
23 Nov 2007, 1:00 am
A service level agreement, or SLA, is a legally enforceable contract, or provision of a contract, between a supplier and a customer that specifies the supplier's obligation as regards the level or quality of service or goods delivered. [read post]
3 Aug 2016, 4:50 am
When it comes to court services and legal services, there is a huge gap between what customers really want and what they settle for. [read post]
6 Oct 2019, 10:19 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor John Dobbertin (Dobbertin), currently employed by American Portfolios Financial Services, Inc. [read post]
8 Mar 2011, 8:34 pm
Further, there is the additional exposure to charges by Customs for services provided during the suspension at the premises.The ability to review the decisions by Customs may be of concern. [read post]
16 Sep 2008, 10:30 am
"The Board concluded that Applicant is seeking to register "a marketing technique or method for its custom printing services and/or its custom imprinted tapestries and blanket throws. [read post]
18 Jun 2018, 7:55 am
The securities attorneys at Gana Weinstein LLP are investigating claims against Summit Brokerage Services (Summit Brokerage) broker Michael Mathias (Mathias). [read post]
23 Mar 2015, 9:15 am
John Tasioulas (King's College London – Law) has posted Custom, Jus Cogens, and Human Rights (in Custom’s Future: International Law in a Changing World, Curtis A. [read post]
