Search for: "Customes "
Results 541 - 560
of 136,714
Sorted by Relevance
|
Sort by Date
7 Apr 2014, 7:51 am
A number of state legislatures are passing or at least considering new legislation to give businesses the right to refuse to deal with customers based on religious objections to the customers’ character or lifestyle. [read post]
30 Nov 2017, 7:04 am
According to BrokerCheck records, Baum has been subject to fourteen customer complaints and two regulatory sanctions. [read post]
8 Feb 2019, 12:36 pm
Since our last report, four customers have filed additional disputes against Chiellini for various complaints and allegations. [read post]
13 Oct 2021, 10:08 am
Former Merrill Lynch Financial Advisor Has Been Named in Nine Customer Disputes Peter Edward Eckerline, a longtime Merrill Lynch broker who spent his entire 37 years industry with the firm until August 2021, has been named in nine customer disputes by claimants. [read post]
14 Dec 2017, 7:37 am
The Silver Law Group and the Law Firm of David Chase have announced their joint investigation into allegations that Fort Lauderdale, Florida based Invest Financial Corporation broker Roger Kroeger made improper loans from a customer account to a family members and/or misappropriated customers funds. [read post]
1 Nov 2017, 5:36 am
In 2013, a customer alleged mismanagement of portfolio. [read post]
24 Aug 2018, 9:08 am
FINRA found that Kaplan exercised de facto control over the customer’s accounts and the customer relied on Kaplan to direct investment decisions in his accounts. [read post]
7 Apr 2020, 6:47 am
(Nationwide Planning) has been subject to at least four customer complaints during the course of his career. [read post]
13 Oct 2010, 11:01 am
The NCDOR asserted it needed this information for tax collection purposes, so Amazon responded by furnishing a list of the items its customers had purchased, but withheld information linking those purchases to specific customers. [read post]
28 Jan 2014, 7:03 am
The concept is a little more complicated here, because [the manufacturer] does not sell a product that the customers resell. [read post]
6 Oct 2023, 2:07 am
For years, businesses have leveraged metrics and analytics to optimize the customer experience, linking growth objectives to customer loyalty and retention. [read post]
21 Jan 2022, 11:43 am
The SEC’s customer protection rule doesn’t allow financial firms to use customers’ securities to fund business operations. [read post]
1 Jul 2022, 12:57 pm
By building your dream custom home you can invest in smart home appliances and other latest technological systems to make your lives easy. [read post]
30 Jun 2016, 10:00 am
Effective July 1, 2016, the Customer Service Standard Regulation will be revoked. [read post]
29 Apr 2020, 7:28 am
The post Top 10 things to know after a U.S. customs (CBP) money seizure appeared first on Great Lakes Customs Law. [read post]
13 Sep 2012, 7:45 pm
If you’ve just won an important new customer or client for your business – congratulations! [read post]
30 Apr 2018, 7:33 am
Schmidt Custom Floors, Inc., 2018 WL 1960115, No. 18-cv-111-jdp (W.D. [read post]
8 Feb 2013, 2:55 am
Instead, customers must submit to an expensive and often biased arbitration system. [read post]
4 May 2009, 2:07 pm
As a result, large as well as small customers are increasingly turning to lean, smaller businesses where founders are available by phone, and where employees a sense of security and trust, which they in turn communicate to customers. [read post]
28 Nov 2022, 8:48 am
Customs regulatory environment. [read post]
