Search for: "E*TRADE Financial Corporation"
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13 Nov 2019, 7:54 am
Many distressed debt hedge funds such as Elliott Management Corporation have traded billions of dollars worth of the bonds as the company fights to pay out wildfire claims and commitments contingent on a provision regarding damages from the recent fires. [read post]
12 Nov 2019, 11:08 am
Event Announcements (More details on the Events Calendar) Wednesday, November 13, 2019, at 10:00 a.m.: The House Permanent Select Committee will hold the first public hearing of the impeachment inquiry. [read post]
8 Nov 2019, 12:04 pm
But the law’s full financial implications remain uncertain because, as legal experts have observed, the text defines the highly regulated “core” encryption categories only in broad strokes. [read post]
4 Nov 2019, 1:35 pm
Contact: Please answer the call by way of e-mail to the organizers stating the subject “Call for papers”, c/o Prof. [read post]
3 Nov 2019, 4:17 pm
Surveillance The Financial Times considers the spreading matter of emotion recognition surveillance in China and other countries. [read post]
30 Oct 2019, 5:22 pm
The next day, on October 2, 2019, the CFTC announced it was settling charges against interdealer brokers BGC Financial, LP and GFI Securities, LLC for spoofing in the financial futures market. [read post]
30 Oct 2019, 5:22 pm
The next day, on October 2, 2019, the CFTC announced it was settling charges against interdealer brokers BGC Financial, LP and GFI Securities, LLC for spoofing in the financial futures market. [read post]
28 Oct 2019, 1:07 pm
Contact: Please answer the call by way of e-mail to the organizers stating the subject “Call for papers”, c/o Prof. [read post]
25 Oct 2019, 10:22 am
It invites Shenzhen to “[b]e the first to create a visibly fair and just democratic rule of law environment” (率先营造彰显公平正义的民主法治环境). [read post]
22 Oct 2019, 11:06 am
The first principle described in the book—one that has had a significant impact on me even after leaving Bridgewater—is “[e]mbrace reality and deal with it. [read post]
21 Oct 2019, 12:41 pm
Contact: Please answer the call by way of e-mail to the organizers stating the subject “Call for papers”, c/o Prof. [read post]
17 Oct 2019, 6:45 pm
According to the complaint, on this news, Greenlane’s share price declined 17%, and in subsequent trading days, declined another 15%, falling a total of nearly 68% by the time the complaint was filed. [read post]
15 Oct 2019, 6:05 am
Elizabeth May: We’re going to deal with the problem of e-commerce. [read post]
14 Oct 2019, 9:53 am
Event Announcements (More details on the Events Calendar) Tuesday, October 15, 2019, 9:15 a.m.: The Hudson Institute will host a debate on the broader implications for U.S. [read post]
7 Oct 2019, 12:58 pm
In order to expedite the internal sorting and reviewing process, please type your name (Last, First) as the only contents in the subject line of your e-mail. [read post]
4 Oct 2019, 6:00 am
Securities and Exchange Commission, on Friday, September 27, 2019 Tags: Broker-dealers, Disclosure, Exchange-traded funds, OTC derivatives, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Analysis of IAC Recommendations to Improve U.S. [read post]
1 Oct 2019, 6:58 am
If a contractor fails to comply with this requirement, a financial and/or future disqualifying penalty is imposed. [read post]
27 Sep 2019, 6:00 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 27, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 20-26, 2019. [read post]
24 Sep 2019, 6:10 am
The SEC’s Division of Corporation Finance issued its “Framework” for digital assets in April 2019. [read post]
20 Sep 2019, 1:30 am
https://www.corporatecomplianceinsights.com/advise-compliance-interviews/ The Problem of Algorithmic Corporate Misconduct by Mihailis E. [read post]
