Search for: "E TRADE SECURITIES LLC"
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9 Feb 2012, 10:28 am
Report the theft to the Federal Trade Commission (FTC). [read post]
8 Feb 2012, 2:00 am
The SEC, which supported the plaintiffs, is reviewing the decision, according to spokesman John Nester in an e-mailed statement. [read post]
6 Feb 2012, 4:30 am
Forget LLC or PC. [read post]
27 Jan 2012, 7:21 am
The SEC also claims that, while Stern was selling these securities, he also purchased small amounts of the stock at prices above the market to raise the market price and to create the false impression of legitimate trading activity. [read post]
23 Jan 2012, 4:56 pm
During that same time frame, Li was a 50 percent partner of Abby Pharmatech, LLC, a Delaware limited liability corporation, which purportedly served as a United States subsidiary to Chinese chemical producer, Xiamon KAK Science & Technology Co. [read post]
18 Jan 2012, 3:57 am
Klemchuk) Add Google+ to Your Law Firm as a Client Portal - bit.ly/wzpwvJ (Eric Hunter) Digitizing Health Records, Before It Was Cool - nyti.ms/zickzU (Milt Freudenheim) EPIC to FTC: Google Search + Google+ = Competition and Privacy Concerns – bit.ly/AbDVAn (John Horan) European Data Protection Supervisor Releases “Inventory” of 2012 Priorities - bit.ly/yAbajW (Bret Cohen) Federal Government Unveiling New Security Standards for Cloud-Based Service Providers (PDF) –… [read post]
14 Jan 2012, 9:00 am
The IRS learned that many taxpayers had engaged in a series of securities transactions that came to be known as a Son-of-BOSS transaction. [read post]
11 Jan 2012, 1:15 pm
The security involved was iStorage, Inc., a little-known, thinly traded penny stock, which in late 2004 and early 2005 was subject of a spam e-mail campaign touting the sale of the stock on the Pink Sheets. [read post]
3 Jan 2012, 9:21 pm
Securities and Exchange Commission. [read post]
3 Jan 2012, 1:05 pm
Secure Remote Support, Inc., 2011 WL 6291793 (N.D.Cal. [read post]
30 Dec 2011, 7:27 am
Madoff Investment Securities LLC was transferred to her estate and liquidated for approximately $2 million and the Trustee administering the Madoff liquidation filed a clawback suit against Mr. [read post]
23 Dec 2011, 9:38 am
Polozola in 2001 was a financial and operations principal with E*Trade Professional Trading LLC. [read post]
21 Dec 2011, 5:15 am
- bit.ly/sRn9Ee (George Crump) Blueprint for a Secure Cyber Future - bit.ly/s0Ut02 (US Department of Homeland Security) Chinese Law Firms Get Social on Weibo, ‘China’s Twitter’ bit.ly/tTAWaf (Ben Lewis) Facebook’s New Timeline: Important Privacy Settings to Adjust Now | CIO.com - bit.ly/vxVwbT (Kristin Burnham) First Look At The SP2 Hybrid Configuration Wizards - bit.ly/vNQIpK (Casper Manes) Health Information Exchanges Cross Interoperability Milestone |… [read post]
15 Dec 2011, 6:47 pm
Handler, Thayer & Duggan, LLC, 613 F. [read post]
12 Dec 2011, 8:00 am
DeverAmicus brief of Thomas More Law CenterAmicus brief of Justice and Freedom FundAmicus brief of Arizona State LegislaturePetitioner's reply Match-E-Be-Nash-She-Wish Band of Pottawatomi Indians v. [read post]
8 Dec 2011, 2:54 pm
PhoneDog LLC v. [read post]
8 Dec 2011, 11:54 am
PhoneDog LLC v. [read post]
5 Dec 2011, 12:53 pm
Sections 15(b)(4)(E) and 15(b)(6)(A) of the Exchange Act authorize the Securities and Exchange Commission, or SEC, andnbsp;to sanction a firm or any person who fails to reasonably supervise someone subject to the supervision of that firm who violates federal securities laws. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
30 Nov 2011, 2:00 am
Adviser Sanctioned for Filing False Information on Form ADV and Failing to Disclose to Clients Its Precarious Financial Condition LPB Capital d/b/a Family Office Group, LLC and Gary G. [read post]
